DFX Intelligence

C•••••••• I•••• F••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor15 years in industry

C•••••••• I•••• F••••••

Advisor at L•• F•••••••• L••

SAN DIEGO, CA | Blue Springs, MO

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Search this name across graphsid dfx:ria:898ba297-8ae7-1ee1-1022-159a8356a64c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 26, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Aug 25, 2021	n/a	yes	SAN DIEGO, CA\|Blue Springs, MO	Current employment
P•••• S••••••••• L••	No RAUM reported	Nov 26, 2019	Aug 31, 2020	no	St. Louis, MO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••• S••••••••• L••	L•• F•••••••• L••	Aug 31, 2020	Aug 25, 2021	359	Firm change	Ibd to ibd
C•••••• M•••••• I•• L••	P•••• S••••••••• L••	Nov 1, 2019	Nov 26, 2019

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Aug 25, 2021 to presentfactForm ADV
→ P•••• S••••••••• L••Registered adviserregistration: previous registration
Nov 26, 2019 to Aug 31, 2020factForm ADV
→ C•••••• M•••••• I•• L••Registered adviserregistration: previous registration
Apr 17, 2017 to Nov 1, 2019factForm ADV
→ E••••• J••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:898ba297-8ae7-1ee1-1022-159a8356a64c
First observed: Sep 26, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.