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Advisor at OSAIC WEALTH, INC.
WALNUT CREEK, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Mar 13, 2017 | n/a | yes | WALNUT CREEK, CA | Current employment |
| NWF ADVISORY SERVICES INC | Independent wealth | Mar 23, 2017 | Jul 23, 2026 | no | Walnut Creek, CA|LOS ANGELES, CA | Previous registration |
| LINCOLN FINANCIAL DISTRIBUTORS, INC. | n/a | Apr 27, 2007 | May 11, 2009 | no | PHILADELPHIA, PA|PHILADELPHIA, PA|ALPHARETTA, GA|ELK GROVE, CA|CHICAGO, IL|RADNOR, PA | Previous registration |
| RYAN BECK & CO. | n/a | Mar 3, 2004 | Mar 5, 2007 | no | BALTIMORE, MD|BALTIMORE, MD | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Oct 20, 2003 | Jan 21, 2004 | no | OWINGS MILLS, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NWF ADVISORY SERVICES INC | n/a | Jul 23, 2026 | n/a | n/a | Departure no registered destination | Departure |
| LINCOLN FINANCIAL DISTRIBUTORS, INC. | OSAIC WEALTH, INC. | May 11, 2009 | Mar 13, 2017 | 2,863 | Firm change after gap | Other |
| RYAN BECK & CO. | LINCOLN FINANCIAL DISTRIBUTORS, INC. | Mar 5, 2007 | Apr 27, 2007 | 53 | Firm change | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | RYAN BECK & CO. | Jan 21, 2004 | Mar 3, 2004 | 42 | Firm change | Other |