DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

JANET C MARQUARDT

Advisor at HARBOR INVESTMENT ADVISORY, LLC

Lutherville, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:89a12de6-285e-60ed-381a-01f925fd7cc3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 31, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HARBOR INVESTMENT ADVISORY, LLC
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 18, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S66|S65
First exam: Nov 18, 1996
First registration: Jul 31, 2007
Dual registered: yes, broker-dealer
Other names: JANET CAROL THOMPSON
IAPD individual key: 2305782

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HARBOR INVESTMENT ADVISORY, LLC	Mixed wealth	Jul 28, 2017	n/a	yes	Lutherville, MD	Current employment
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Jan 2, 2009	Aug 4, 2017	no	SAINT PETERSBURG, FL\|CATONSVILLE, MD	Previous registration
RAYMOND JAMES FINANCIAL SERVICES, INC.	n/a	May 29, 2008	Jan 2, 2009	no	CATONSVILLE, MD	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jul 31, 2007	Jun 3, 2008	no	LUTHERVILLE, MD\|LUTHERVILLE, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	HARBOR INVESTMENT ADVISORY, LLC	Aug 4, 2017	Jul 28, 2017	-7	Firm change	Other
RAYMOND JAMES FINANCIAL SERVICES, INC.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Jan 2, 2009	Jan 2, 2009	0	Bulk transfer	Other
CITIGROUP GLOBAL MARKETS INC.	RAYMOND JAMES FINANCIAL SERVICES, INC.	Jun 3, 2008	May 29, 2008	-5	Firm change	Other

Relationships

Registered with (4)

→ HARBOR INVESTMENT ADVISORY, LLCRegistered adviserregistration: current employment
Jul 28, 2017 to presentfactForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Jan 2, 2009 to Aug 4, 2017factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
May 29, 2008 to Jan 2, 2009factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jul 31, 2007 to Jun 3, 2008factForm ADV

Dated events

No dated event names this entity yet.