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Advisor at MAINSAIL FINANCIAL GROUP
BELLEVUE, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MAINSAIL FINANCIAL GROUP | Independent wealth | Mar 14, 2022 | n/a | yes | BELLEVUE, WA | Current employment |
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Feb 1, 2019 | Apr 1, 2022 | no | SAN DIEGO, CA|Bellevue, WA | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Mar 25, 2017 | Feb 7, 2019 | no | BELLEVUE, WA | Previous registration |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Dec 23, 2011 | Mar 25, 2017 | no | BELLEVUE, WA | Previous registration |
| PRIMERICA ADVISORS | National bd RIA | Sep 21, 2011 | Nov 30, 2011 | no | MOUNTLAKE TERRACE, WA|WEST JORDAN, UT|WEST JORDAN, UT|TAYLORSVILLE, UT|MOUNTLAKE TERRACE, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | MAINSAIL FINANCIAL GROUP | Apr 1, 2022 | Mar 14, 2022 | -18 | Firm change | Ibd to new firm |
| MML INVESTORS SERVICES, LLC | COMMONWEALTH FINANCIAL NETWORK | Feb 7, 2019 | Feb 1, 2019 | -6 | Firm change | Ibd to ibd |
| MSI FINANCIAL SERVICES, INC. | MML INVESTORS SERVICES, LLC | Mar 25, 2017 | Mar 25, 2017 | 0 | Bulk transfer | Other |
| PRIMERICA ADVISORS | MSI FINANCIAL SERVICES, INC. | Nov 30, 2011 | Dec 23, 2011 | 23 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8032:317970:WA:2022-04-01 | Apr 1, 2022 | Mar 14, 2022 | BELLEVUE, WA | Firm change |
| 10409:8032:WA:2019-02-07 | Feb 7, 2019 | Feb 1, 2019 | BELLEVUE, WA | Firm change |