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Advisor at UBS FINANCIAL SERVICES INC.
WEEHAWKEN, NJ | Havertown, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | Wirehouse | Apr 19, 2018 | n/a | yes | WEEHAWKEN, NJ|Havertown, PA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 26, 2012 | Apr 9, 2018 | no | MEDIA, PA|MEDIA, PA|MEDIA, PA|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | UBS FINANCIAL SERVICES INC. | Apr 9, 2018 | Apr 19, 2018 | 10 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:8174:NY:2018-04-09 | Apr 9, 2018 | Apr 19, 2018 | NEW YORK, NY | Firm change |