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D•••••••• C•••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 1b 10b

D•••••••• C•••••• M••••••••• L••

CRD 109380

CORAL GABLES, FL

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Search this name across graphsid dfx:ria:89b8f62d-d307-5c50-0dc5-20c40578b037

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 103
Dated events: 2
On other graphs: 3
Observed: Mar 30, 2012 to Mar 30, 2026
29 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

D•••••••• C•••••• M••••••••• L••

Private equity manager · shared crd

Independent Sponsorsidentity

D•••••••• C•••••• M••••••••• L••

Capital provider to sponsors · shared crd

Private Creditidentity

D•••••••• C•••••• M••••••••• L••

Private credit manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.13 fund_share=0.43 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $7.3BItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $7.2B
Private client RAUM: $954MderivedItem 5.D individuals plus high net worth individuals
Private client share: 13%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31; showing 25 of 94

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
D•• B•••••• A• A• S••••• O• D•• P•••••• E••••• P•••••• L••	Private Equity Fund	$66.3M	Mar 28, 2024	52	Mar 29, 2019	reported	021-323435
D•• L•• D•••• A• A• S••••• O• D•• P•••••• E••••• P••••••• L••	Private Equity Fund

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D•• C•••••• H•••••••• L•••	Member	B	yes	06/2010	Mar 31, 2015	Mar 28, 2024
D•••••• M•••••• F•••••••	PRESIDENT/MANAGING DIRECTOR/CHIEF INVESTMENT OFFICER OF D•••••••• C•••••• M••••••••• L••	Na	yes	06/2010	Mar 30, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
D•• C••••• O••••••••• P•••••••• L••	n/a	n/a	n/a	Y	yes	n/a
D•• E•••• D••••• P•••••••• L••	n/a	n/a	n/a	Y	yes	n/a
D•• I••••••••• C••••

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$7.3B	$6.6B	10.7%	$5.9B	7.5%	50	50	1	1

Relationships

showing 80 of 103

Advises (80)

→ D•• H•••••••• A• A• S••••• O• D•• P•••••• E••••• P••••••• L••Private fundPrivate Equity Fund, IA
Mar 31, 2023 to presentfactForm ADV
→ DCM B••• ASIA V FUND LLCPrivate fundPrivate Equity Fund, IA
Mar 31, 2023 to presentfactForm ADV
→ D•• T•••• X•V FUND LLCPrivate fundPrivate Equity Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ DCM FLF III FUND LLC

Dated events

Occurred
Mar 31, 2022
Regulatory AUM changed
D•••••••• C•••••• M••••••••• L•• reported RAUM $6.3B, up 37% from $4.6B (2021-11-02 to 2022-03-31)
Form ADVobserved 7 days ago
$1.7B
Occurred
Mar 29, 2019
Regulatory AUM changed
D•••••••• C•••••• M••••••••• L•• reported RAUM $4.0B, up 33% from $3.0B (2018-05-01 to 2019-03-29)
Form ADVobserved 7 days ago
$1.0B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:89b8f62d-d307-5c50-0dc5-20c40578b037
First observed: Mar 30, 2012
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2025	Mar 30, 2026	$7.3B	$7.2B	50	10	1	94	n/a
2024	Mar 31, 2025	$6.6B	$6.6B	50	10	1	88	n/a
2023	Mar 28, 2024	$6.2B	$5.9B	50	11	1	85	$1.1B
2022	Mar 31, 2023	$5.9B	$5.8B	50	11	0	81	$1.0B
2021	Mar 31, 2022	$6.3B	$6.0B	42	11	0	74	$1.2B
2020	Mar 30, 2021	$4.6B	$4.5B	37	7	0	65	$848M
2019	Mar 30, 2020	$4.1B	$4.1B	36	9	0	60	$738M
2018	Mar 29, 2019	$4.0B	$4.0B	34	9	0	55	$696M
2017	Mar 31, 2018	$3.0B	$3.0B	32	11	0	42	$355M
2016	Mar 31, 2017	$2.5B	$2.4B	25	10	n/a	27	$207M
2015	Mar 30, 2016	$1.8B	$1.8B	24	10	n/a	23	$219M
2014	Mar 31, 2015	$1.0B	$1.0B	21	9	n/a	17	$127M
2013	Mar 21, 2014	$918M	$909M	18	8	n/a	13	$95.0M
2012	Mar 22, 2013	$704M	$695M	15	6	n/a	9	$69.8M
2011	Mar 30, 2012	$611M	$599M	n/a	n/a	n/a	6	$42.2M