DFX Intelligence

D•••• M•••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)22 years in industry

D•••• M•••• C••••••

Advisor at P•••••• A•••••• G••••• L••

MORRISTOWN, NJ | ALLENTOWN, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:89ba4b26-c16a-75b5-b554-702f66156d9a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 2, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• A•••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 27, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• A•••••• G••••• L••	Bd affiliated wealth	Jan 14, 2013	n/a	yes	ALLENTOWN, PA\|MORRISTOWN, NJ	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Sep 30, 2008	n/a	yes	ALLENTOWN, PA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H••••• L••••• F•••••••• G••••••••	L•• F•••••••• L••	Dec 1, 2008	Sep 30, 2008	-62	Firm change after gap	Other

Relationships

Registered with (3)

→ P•••••• A•••••• G••••• L••Registered adviserregistration: current employment
Jan 14, 2013 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: current employment
Sep 30, 2008 to presentfactForm ADV
→ H••••• L••••• F•••••••• G••••••••Registered adviserregistration: previous registration
May 2, 2006 to Dec 1, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:89ba4b26-c16a-75b5-b554-702f66156d9a
First observed: May 2, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.