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Advisor at INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
ORLANDO, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | Bd affiliated wealth | Feb 16, 2022 | n/a | yes | ORLANDO, FL | Current employment |
| CONCOURSE FINANCIAL GROUP ADVISORS | Former SEC adviser | Sep 19, 2016 | Dec 7, 2021 | no | LONGWOOD, FL|ORLANDO, FL | Previous registration |
| WADDELL & REED | Former SEC adviser | Sep 15, 2014 | Sep 6, 2016 | no | MAITLAND, FL | Previous registration |
| TRUSTMONT ADVISORY GROUP, INC. | Bd affiliated wealth | Apr 10, 2012 | Aug 18, 2014 | no | GREENSBURG, PA | Previous registration |
| NAV WEALTH ADVISORS, LLC | n/a | Aug 16, 2010 | May 9, 2012 | no | SARASOTA, FL | Previous registration |
| NAV WEALTH ADVISORS, LLC | n/a | Aug 16, 2010 | Dec 31, 2010 | no | ORLANDO, FL|ORLANDO, FL | Previous registration |
| MCINERNEY INVESTMENT ADVISORS | State registered | May 1, 2008 | Jun 4, 2010 | no | ORLANDO, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CONCOURSE FINANCIAL GROUP ADVISORS | INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | Dec 7, 2021 | Feb 16, 2022 | 71 | Firm change | Ibd to ibd |
| WADDELL & REED | CONCOURSE FINANCIAL GROUP ADVISORS | Sep 6, 2016 | Sep 19, 2016 | 13 | Firm change | Other |
| TRUSTMONT ADVISORY GROUP, INC. | WADDELL & REED | Aug 18, 2014 | Sep 15, 2014 | 28 | Firm change | Other |
| NAV WEALTH ADVISORS, LLC | TRUSTMONT ADVISORY GROUP, INC. | May 9, 2012 | Apr 10, 2012 | -29 | Firm change | Other |
| MCINERNEY INVESTMENT ADVISORS | NAV WEALTH ADVISORS, LLC | Jun 4, 2010 | Aug 16, 2010 | 73 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 866:15708:FL:2016-09-06 | Sep 6, 2016 | Sep 19, 2016 | MAITLAND, FL | Firm change |