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F•••••••• J••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor33 years in industry

F•••••••• J••• M••••••

Advisor at P••••••• A•••••••• L••

SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:89e18e7c-f06b-69b1-5c7a-ef331f2e51dd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Feb 15, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 17, 1992earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••• A•••••••• L••	Independent wealth	Sep 1, 2020	n/a	yes	SAN FRANCISCO, CA	Current employment
T•••• B••••• W••••• A•••••••	Independent wealth	Feb 26, 2020	Jun 8, 2022	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
T•••• B••••• W••••• A•••••••	P••••••• A•••••••• L••	Jun 8, 2022	Sep 1, 2020	-645	Firm change after gap	RIA to RIA
T•••• B••••• W••••• A•••••••	H•••••••• A•••••••• L••	Dec 31, 2018

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
150460:145323:CA:2018-12-31	Dec 31, 2018	Nov 17, 2010	LOS ALTOS, CA	Firm change after gap

Relationships

Registered with (5)

→ P••••••• A•••••••• L••Registered adviserregistration: current employment
Sep 1, 2020 to presentfactForm ADV
→ T•••• B••••• W••••• A•••••••Registered adviserregistration: previous registration
Feb 26, 2020 to Jun 8, 2022factForm ADV
→ H•••••••• A•••••••• L••Registered adviserregistration: previous registration
Nov 17, 2010 to Jul 29, 2011factForm ADV
→ M••••• S••••••

Dated events

Occurred
Jun 8, 2022
Advisor changed firm
F•••••••• J••• M•••••• left T•••• B••••• W••••• A••••••• for P••••••• A•••••••• L•• (registered 2020-09-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:89e18e7c-f06b-69b1-5c7a-ef331f2e51dd
First observed: Feb 15, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.