RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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F•••••••• J••• M••••••
- P••••••• A•••••••• L•• independent RIA currentsince Sep 1, 2020 · San Francisco, Ca
- T•••• B••••• W••••• A••••••• independent RIAFeb 26, 2020 to Jun 8, 2022 · Los Altos, Ca
- H•••••••• A•••••••• L•• BD affiliatedNov 17, 2010 to Jul 29, 2011 · Menlo Park, Ca
- T•••• B••••• W••••• A••••••• independent RIAAug 14, 2009 to Dec 31, 2018 · Portola Valley, Ca
- M••••• S•••••• wirehouseJun 1, 2009 to Sep 4, 2009 · Menlo Park, Ca
- C•••••••• G••••• M•••••• I••• BD affiliatedFeb 15, 2002 to Jun 1, 2009 · Menlo Park, Ca
- T•••• B••••• W••••• A••••••• to P••••••• A•••••••• L••left Jun 8, 2022, registered Sep 1, 2020 (-645 days) · RIA to RIA
- T•••• B••••• W••••• A••••••• to H•••••••• A•••••••• L••left Dec 31, 2018, registered Nov 17, 2010 (-2966 days) · Other · moved with a team
- H•••••••• A•••••••• L•• to T•••• B••••• W••••• A•••••••left Jul 29, 2011, registered Feb 26, 2020 (3134 days) · Other
- M••••• S•••••• to T•••• B••••• W••••• A•••••••left Sep 4, 2009, registered Aug 14, 2009 (-21 days) · Other
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- F•••••••• J••• M•••••• left T•••• B••••• W••••• A••••••• for P••••••• A•••••••• L•• (registered 2020-09-01)Jun 8, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address