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Advisor at MML INVESTORS SERVICES, LLC
Scottsdale, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Mar 24, 2025 | n/a | yes | Scottsdale, AZ | Current employment |
| Vinity | n/a | Jun 25, 2019 | Jan 6, 2025 | no | SCOTTSDALE, AZ | Previous registration |
| SHARPEPOINT, LLC | Independent wealth | Apr 10, 2019 | Jun 20, 2019 | no | PHOENIX, AZ | Previous registration |
| CETERA ADVISORS LLC | Former SEC adviser | Aug 1, 2012 | Apr 5, 2019 | no | GREENWOOD VILLAGE, CO|GILBERT, AZ|SURPRISE, AZ | Previous registration |
| EDWARD JONES | National bd RIA | Dec 11, 2008 | Aug 2, 2012 | no | QUEEN CREEK, AZ|GILBERT, AZ|ST LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| Vinity | MML INVESTORS SERVICES, LLC | Jan 6, 2025 | Mar 24, 2025 | 77 | Firm change | Other |
| SHARPEPOINT, LLC | Vinity | Jun 20, 2019 | Jun 25, 2019 | 5 | Firm change | Other |
| CETERA ADVISORS LLC | SHARPEPOINT, LLC | Apr 5, 2019 | Apr 10, 2019 | 5 | Firm change | Ibd to RIA |
| EDWARD JONES | CETERA ADVISORS LLC | Aug 2, 2012 | Aug 1, 2012 | -1 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 304332:10409:AZ:2025-01-06 | Jan 6, 2025 | Mar 24, 2025 | SCOTTSDALE, AZ | Firm change |