DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

P••• C• J••••

M•• I•••••••• S•••••••• L••BD affiliatedScottsdale, Azdual registrantIAPD 5593050

Feed of 09/14/2026

Also filed as Paul Johns

At current firm

1 y

since Mar 24, 2025

In the industry

17 y

since Nov 14, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•• I•••••••• S•••••••• L•• BD affiliated current
since Mar 24, 2025 · Scottsdale, Az
V••••• unclassified
Jun 25, 2019 to Jan 6, 2025 · Scottsdale, Az
S••••••••• L•• independent RIA
Apr 10, 2019 to Jun 20, 2019 · Phoenix, Az
C••••• A••••••• L•• former
Aug 1, 2012 to Apr 5, 2019 · Greenwood Village, Co
E••••• J•••• national BD
Dec 11, 2008 to Aug 2, 2012 · Queen Creek, Az

Moves

a registration end followed by a registration begin elsewhere

V••••• to M•• I•••••••• S•••••••• L••
left Jan 6, 2025, registered Mar 24, 2025 (77 days) · Other · moved with a team
S••••••••• L•• to V•••••
left Jun 20, 2019, registered Jun 25, 2019 (5 days) · Other
C••••• A••••••• L•• to S••••••••• L••
left Apr 5, 2019, registered Apr 10, 2019 (5 days) · Affiliated broker-dealer or bank to independent RIA
E••••• J•••• to C••••• A••••••• L••
left Aug 2, 2012, registered Aug 1, 2012 (-1 days) · Other

Signals

P••• C• J•••• left Vinity for M•• I•••••••• S•••••••• L•• (registered 2025-03-24)
Jan 6, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address