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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)27 years in industry

ROBERT LEE EVANS

Advisor at CETERA INVESTMENT ADVISERS LLC

MINNEAPOLIS, MN

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Search this name across graphsid dfx:ria:89e75f50-9b11-5f96-53a0-b01f33d05e9e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 18, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 16, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66|S65|S63
First exam: Aug 16, 1999
First registration: Jun 18, 2013
Dual registered: yes, broker-dealer
Other names: ROBERT LEE EVANS|ROBERT LEE EVANS
IAPD individual key: 3263537

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Aug 10, 2023	n/a	yes	MINNEAPOLIS, MN	Current employment
CRI SECURITIES, LLC	Former SEC adviser	Sep 6, 2019	Oct 19, 2021	no	MINNEAPOLIS, MN	Previous registration
SECURIAN FINANCIAL SERVICES, INC.	Former SEC adviser	Sep 6, 2019	Aug 10, 2023	no	MINNEAPOLIS, MN\|ST. PAUL, MN	Previous registration
TRANSAMERICA RETIREMENT ADVISORS, LLC	Bd affiliated wealth	Aug 8, 2016	Sep 4, 2019	no	St. PAUL, MN	Previous registration
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Jun 18, 2013	Aug 15, 2014	no	BLOOMINGTON, MN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SECURIAN FINANCIAL SERVICES, INC.	CETERA INVESTMENT ADVISERS LLC	Aug 10, 2023	Aug 10, 2023	0	Bulk transfer	RIA to ibd
CRI SECURITIES, LLC	SECURIAN FINANCIAL SERVICES, INC.	Oct 19, 2021	Sep 6, 2019	-774	Bulk transfer	Ibd to ibd
TRANSAMERICA RETIREMENT ADVISORS, LLC	CRI SECURITIES, LLC	Sep 4, 2019	Sep 6, 2019	2	Firm change	Ibd to ibd
ADVICE AND PLANNING SERVICES	TRANSAMERICA RETIREMENT ADVISORS, LLC	Aug 15, 2014	Aug 8, 2016	724	Firm change after gap	Other

Relationships

Registered with (5)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Aug 10, 2023 to presentfactForm ADV
→ SECURIAN FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Sep 6, 2019 to Aug 10, 2023factForm ADV
→ CRI SECURITIES, LLCRegistered adviserregistration: previous registration
Sep 6, 2019 to Oct 19, 2021factForm ADV
→ TRANSAMERICA RETIREMENT ADVISORS, LLCRegistered adviserregistration: previous registration
Aug 8, 2016 to Sep 4, 2019factForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Jun 18, 2013 to Aug 15, 2014factForm ADV

Dated events

No dated event names this entity yet.