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R•••• P••• B••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor44 years in industry

R•••• P••• B••••••••

Advisor at C••••• A••••••• G••••• L••

CLEARWATER, FL | Malvern, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:89ec9699-5f26-fadd-b5c8-b23be1a7afe3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: May 16, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• A••••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 12, 1982earliest registration or exam on IAPD
Years in industry: 44derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• A••••••• G••••• L••	Independent wealth	May 24, 2019	n/a	yes	CLEARWATER, FL\|Malvern, PA	Current employment
I•• P•••••• W•••••• I•••	State registered	Jun 12, 2018	Nov 8, 2018	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
I•• P•••••• W•••••• I•••	C••••• A••••••• G••••• L••	Nov 8, 2018	May 24, 2019	197	Firm change	Other
F•• S••••••••• C•••••••••	C••••• A••••••• G••••• L••	Apr 16, 2018

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
7461:131167:PA:2018-04-16	Apr 16, 2018	Oct 18, 2011	WASHINGTON, PA	Firm change after gap

Relationships

Registered with (5)

→ C••••• A••••••• G••••• L••Registered adviserregistration: previous registration
Oct 18, 2011 to Apr 16, 2018factForm ADV
→ I•• P•••••• W•••••• I•••Registered adviserregistration: previous registration
Jun 12, 2018 to Nov 8, 2018factForm ADV
→ F•• S••••••••• C•••••••••Registered adviserregistration: previous registration
Oct 6, 2006 to Apr 16, 2018factForm ADV
→ P•• W••••• M•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:89ec9699-5f26-fadd-b5c8-b23be1a7afe3
First observed: May 16, 2003
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.