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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

MARTHA L WEEKS

Advisor at THRIVENT INVESTMENT MANAGEMENT INC.

MINNEAPOLIS, MN | Lexington, KY

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Search this name across graphsid dfx:ria:8a0224bd-b779-ac84-dd44-7d0f2c6097a8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Apr 4, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: THRIVENT INVESTMENT MANAGEMENT INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 23, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 4
Exams: S66
First exam: Mar 23, 2007
First registration: Apr 4, 2007
Dual registered: yes, broker-dealer
Other names: MARTHA LOUISE ADAMS|MARTHA LOUISE ADAMS-HUFANA|Martha Louise Adams|Marti Weeks|MARTHA LOUISE WEEKS
IAPD individual key: 4770977

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
THRIVENT INVESTMENT MANAGEMENT INC.	Bd affiliated wealth	May 29, 2025	n/a	yes	Lexington, KY\|MINNEAPOLIS, MN	Current employment
TRUIST ADVISORY SERVICES, INC.	Bd affiliated wealth	Feb 9, 2023	Mar 5, 2025	no	LEXINGTON, KY	Previous registration
FIRST KENTUCKY SECURITIES CORP	Independent wealth	May 29, 2020	Jan 24, 2023	no	LEXINGTON, KY	Previous registration
ROSS, SINCLAIRE & ASSOCIATES, LLC	Former SEC adviser	Feb 23, 2019	Jun 1, 2020	no	LEXINGTON, KY\|BRENTWOOD, TN\|CINCINNATI, OH	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Sep 11, 2018	Feb 21, 2019	no	Richmond, KY	Previous registration
INVESTMENT PROFESSIONALS, INC.	Former SEC adviser	Oct 31, 2016	Sep 11, 2018	no	Richmond, KY\|SAN ANTONIO, TX\|Danville, KY\|LEXINGTON, KY	Previous registration
INVESTMENT PROFESSIONALS, INC.	Former SEC adviser	Jun 25, 2012	Jun 20, 2016	no	SAN ANTONIO, TX\|LEXINGTON, KY\|Versailles, KY	Previous registration
EDWARD JONES	National bd RIA	Apr 4, 2007	May 1, 2012	no	Nicholasville, KY\|ST LOUIS, MO\|LEXINGTON, KY\|LEXINGTON, KY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TRUIST ADVISORY SERVICES, INC.	THRIVENT INVESTMENT MANAGEMENT INC.	Mar 5, 2025	May 29, 2025	85	Firm change	Ibd to ibd
FIRST KENTUCKY SECURITIES CORP	TRUIST ADVISORY SERVICES, INC.	Jan 24, 2023	Feb 9, 2023	16	Firm change	RIA to ibd
ROSS, SINCLAIRE & ASSOCIATES, LLC	FIRST KENTUCKY SECURITIES CORP	Jun 1, 2020	May 29, 2020	-3	Firm change	RIA to RIA
AMERIPRISE FINANCIAL SERVICES, LLC	ROSS, SINCLAIRE & ASSOCIATES, LLC	Feb 21, 2019	Feb 23, 2019	2	Firm change	Ibd to RIA
INVESTMENT PROFESSIONALS, INC.	AMERIPRISE FINANCIAL SERVICES, LLC	Sep 11, 2018	Sep 11, 2018	0	Bulk transfer	Ibd to ibd
EDWARD JONES	INVESTMENT PROFESSIONALS, INC.	May 1, 2012	Jun 25, 2012	55	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
25440:7524:OH:2020-06-01	Jun 1, 2020	May 29, 2020	CINCINNATI, OH	Firm change

Relationships

Registered with (7)

→ THRIVENT INVESTMENT MANAGEMENT INC.Registered adviserregistration: current employment
May 29, 2025 to presentfactForm ADV
→ TRUIST ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Feb 9, 2023 to Mar 5, 2025factForm ADV
→ FIRST KENTUCKY SECURITIES CORPRegistered adviserregistration: previous registration
May 29, 2020 to Jan 24, 2023factForm ADV
→ ROSS, SINCLAIRE & ASSOCIATES, LLCRegistered adviserregistration: previous registration
Feb 23, 2019 to Jun 1, 2020factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Sep 11, 2018 to Feb 21, 2019factForm ADV
→ INVESTMENT PROFESSIONALS, INC.Registered adviserregistration: previous registration
Oct 31, 2016 to Sep 11, 2018factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Apr 4, 2007 to May 1, 2012factForm ADV

Dated events

Occurred
Mar 5, 2025
Advisor changed firm
Martha L Weeks left Truist Advisory Services, Inc. for Thrivent Investment Management Inc. (registered 2025-05-29)
Form ADVobserved 5 days ago
Occurred
Jan 24, 2023
Advisor changed firm
Martha L Weeks left First Kentucky Securities Corp for Truist Advisory Services, Inc. (registered 2023-02-09)
Form ADVobserved 5 days ago