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Advisor at LPL FINANCIAL LLC
HERNANDO, MS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Aug 21, 2025 | n/a | yes | HERNANDO, MS | Current employment |
| FIRST TENNESSEE ADVISORY SERVICES, INC. | Former SEC adviser | Jul 12, 2011 | Oct 10, 2013 | no | MEMPHIS, TN | Previous registration |
| FIRST HORIZON ADVISORS, INC | Former SEC adviser | Jun 22, 2011 | Aug 21, 2025 | no | MEMPHIS, TN|MEMPHIS, TN|SOUTHAVEN, MS|MEMPHIS, TN|OLIVE BRANCH, MS|Hernando, MS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIRST HORIZON ADVISORS, INC | FIRST TENNESSEE ADVISORY SERVICES, INC. | Aug 21, 2025 | Jul 12, 2011 | -5,154 | Firm change after gap | Other |
| FIRST TENNESSEE ADVISORY SERVICES, INC. | LPL FINANCIAL LLC | Oct 10, 2013 | Aug 21, 2025 | 4,333 | Bulk transfer | Other |