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Advisor at UBS FINANCIAL SERVICES INC.
WESTPORT, CT | New York, NY | NEW YORK, NY | Westport, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | Wirehouse | Dec 2, 2015 | n/a | yes | NEW YORK, NY|New York, NY|WESTPORT, CT|Westport, CT | Current employment |
| CREDIT SUISSE SECURITIES (USA) LLC | Former SEC adviser | Jan 17, 2003 | Dec 18, 2015 | no | NEW YORK, NY|NEW YORK, NY | Previous registration |
| PERSHING LLC | n/a | Jan 19, 1995 | Jan 17, 2003 | no | NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CREDIT SUISSE SECURITIES (USA) LLC | UBS FINANCIAL SERVICES INC. | Dec 18, 2015 | Dec 2, 2015 | -16 | Bulk transfer | Other |
| PERSHING LLC | CREDIT SUISSE SECURITIES (USA) LLC | Jan 17, 2003 | Jan 17, 2003 | 0 | Bulk transfer | Other |