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Advisor at HOOD FINANCIAL, LLC
SAN DIEGO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HOOD FINANCIAL, LLC | State registered | Jun 17, 2019 | n/a | yes | SAN DIEGO, CA | Current employment |
| ARS INVESTMENT ADVISORS, INC. | Former SEC adviser | Jun 4, 2018 | Jun 10, 2019 | no | San Diego, CA | Previous registration |
| ALLEGIS INVESTMENT ADVISORS, LLC | Former SEC adviser | Apr 30, 2014 | Jun 28, 2018 | no | CARLSBAD, CA|IDAHO FALLS, ID|SAN DIEGO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ARS INVESTMENT ADVISORS, INC. | HOOD FINANCIAL, LLC | Jun 10, 2019 | Jun 17, 2019 | 7 | Firm change | RIA to state RIA |
| ALLEGIS INVESTMENT ADVISORS, LLC | ARS INVESTMENT ADVISORS, INC. | Jun 28, 2018 | Jun 4, 2018 | -24 | Firm change | RIA to new firm |