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CRD 157314
IDAHO FALLS, ID
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| B••••• H••••• S••••• | MANAGING MEMBER/CCO | E | yes | 03/2011 | Oct 9, 2013 | Jul 23, 2018 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| A•••••• I••••••••• S•••••••• L•• | n/a | n/a | n/a | N | yes | n/a |
| B•••• I•••••••• C•••••• L•• | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| SOUTH JORDAN | Ut | United States | 7 | yes |
| Logan | Ut | United States | 5 | yes |
| IDAHO FALLS | Id | United States | 4 | yes |
| Farmington | Ut | United States | 3 | yes |
| Sandy | Ut | United States |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2017 | Mar 14, 2018 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2017 | $291M | $654M | -55.6% | $205M | 12.3% | 48 | 90 | 19 | n/a |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| C••••••••• A•••• M••••••••• L•• | 2 | Aug 13, 2018 | Aug 28, 2018 | SALT LAKE CITY, UT | Team lift out | RIA to state RIA | 50.0% |
| T••••••••• C••••••• L•• | 2 | Jul 12, 2018 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| G•••• F•••••••• | 2 | Feb 23, 2017 | Mar 9, 2017 | SALT LAKE CITY, UT | Team lift out | Other | 100.0% |
| S•••••• W••••• P•••••••• L•• | 4 | Jun 29, 2015 | Aug 4, 2015 |
| no |
| SALT LAKE CITY | Ut | United States | 2 | yes |
| SALT LAKE CITY | Ut | United States | 2 | no |
| Aurora | Co | United States | 1 | yes |
| Blackfoot | Id | United States | 1 | yes |
| CEDAR CITY | Ut | United States | 1 | yes |
| Kaysville | Ut | United States | 1 | no |
| Lindon | Ut | United States | 1 | no |
| Ogden | Ut | United States | 1 | yes |
| SOUTH JORDAN | Ut | United States | 1 | yes |
| ST. GEORGE | Ut | United States | 1 | yes |
| n/a | n/a | n/a | 1 | no |
| $623M |
| $467M |
| 73 |
| 58 |
| 31 |
| n/a |
| n/a |
| 2016 | Mar 6, 2017 | $654M | $554M | 90 | 90 | n/a | n/a | n/a |
| 2015 | Mar 23, 2016 | $380M | $380M | 73 | 71 | n/a | n/a | n/a |
| 2014 | Mar 18, 2015 | $205M | $175M | 47 | 45 | n/a | n/a | n/a |
| 2013 | Jan 27, 2014 | $107M | $107M | 28 | 27 | n/a | n/a | n/a |
| SOUTH JORDAN, UT |
| Team lift out |
| RIA to RIA |
| 16.7% |
| T••••••••• C••••••• L•• | 4 | Jun 28, 2018 | Jul 16, 2018 | IDAHO FALLS, ID | Team lift out | RIA to RIA | 20.0% |
| C••••• F•••••••• N••••••• L•• | 2 | Jun 15, 2018 | Feb 16, 2018 | IDAHO FALLS, ID | Team lift out | RIA to RIA | 6.7% |
| A•• I••••••••• A•••••••• I••• | 8 | Jun 14, 2018 | Jun 15, 2018 | IDAHO FALLS, ID | Team lift out | RIA to new firm | 24.2% |
| A•• I••••••••• A•••••••• I••• | 4 | Jun 14, 2018 | Jun 15, 2018 | SOUTH JORDAN, UT | Team lift out | RIA to new firm | 12.1% |
| T••••••••• C••••••• L•• | 2 | May 4, 2018 | May 2, 2018 | SOUTH JORDAN, UT | Team lift out | RIA to RIA | 4.8% |
| T••••••••• C••••••• L•• | 9 | Apr 25, 2018 | Sep 25, 2018 | IDAHO FALLS, ID | Team lift out | RIA to RIA | 19.1% |
| T••••••••• C••••••• L•• | 12 | Mar 21, 2018 | Mar 8, 2018 | IDAHO FALLS, ID | Team lift out | RIA to RIA | 19.7% |
| T••••••••• C••••••• L•• | 2 | Mar 21, 2018 | Mar 2, 2018 | OREM, UT | Team lift out | RIA to RIA | 3.3% |
| A•••• W••••• A••••••• | 4 | Oct 2, 2017 | Oct 10, 2017 | IDAHO FALLS, ID | Team lift out | Other | 5.8% |
| T••••••••• C••••••• L•• | 3 | Oct 2, 2017 | Oct 3, 2017 | IDAHO FALLS, ID | Team lift out | Other | 4.3% |
| LOGAN, UT |
| Team lift out |
| Other |
| 2.6% |