DFX Intelligence

A••••• P•••••• G•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner35 years in industry

A••••• P•••••• G•••••••

Advisor at L•• F•••••••• L••

ALPHARETTA, GA

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Search this name across graphsid dfx:ria:8a1f9a25-943d-b917-0781-a048efddfb10

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 26, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Aug 28, 2023	n/a	yes	ALPHARETTA, GA	Current employment
W••••• E••••••••• • P•••••••••	Former SEC adviser	Dec 19, 2014	Oct 17, 2023	no	ALPHARETTA, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••• E••••••••• • P•••••••••	L•• F•••••••• L••	Oct 17, 2023	Aug 28, 2023	-50	Firm change after gap	RIA to ibd
R••••••• H••••••• I••••••••• A•••••••• I•••	W••••• E••••••••• • P•••••••••	Dec 31, 2014	Dec 19, 2014

Team moves

••• Locked

Team	Left	Joined	From	Kind
172788:6413:GA:2023-10-17	Oct 17, 2023	Aug 28, 2023	ALPHARETTA, GA	Firm change after gap

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Aug 28, 2023 to presentfactForm ADV
→ W••••• E••••••••• • P•••••••••Registered adviserregistration: previous registration
Dec 19, 2014 to Oct 17, 2023factForm ADV
→ R••••••• H••••••• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Mar 26, 2010 to Dec 31, 2014factForm ADV

Dated events

Occurred
Oct 17, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8a1f9a25-943d-b917-0781-a048efddfb10
First observed: Mar 26, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.