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Advisor at TLG ADVISORS, INC.
Fargo, ND | SUMMIT, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TLG ADVISORS, INC. | Bd affiliated wealth | May 26, 2026 | n/a | yes | SUMMIT, NJ|Fargo, ND | Current employment |
| WOODBURY FINANCIAL SERVICES, INC. | Former SEC adviser | Oct 2, 2017 | Sep 17, 2018 | no | VERONA, WI|NAPLES, FL|VERONA, WI | Previous registration |
| SII INVESTMENTS, INC. | Former SEC adviser | Mar 7, 2011 | Oct 2, 2017 | no | DEPERE, WI|MADISON, WI|APPLETON, WI|VERONA, WI | Previous registration |
| CAPITAL FINANCIAL SERVICES, INC. | Former SEC adviser | Aug 30, 2005 | Mar 8, 2011 | no | MIDDLETON, WI|MADISON, WI|Minot, ND | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WOODBURY FINANCIAL SERVICES, INC. | TLG ADVISORS, INC. | Sep 17, 2018 | May 26, 2026 | 2,808 | Firm change after gap | Ibd to ibd |
| SII INVESTMENTS, INC. | WOODBURY FINANCIAL SERVICES, INC. | Oct 2, 2017 | Oct 2, 2017 | 0 | Firm change | Other |
| CAPITAL FINANCIAL SERVICES, INC. | SII INVESTMENTS, INC. | Mar 8, 2011 | Mar 7, 2011 | -1 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 2225:421:WI:2017-10-02 | Oct 2, 2017 | Oct 2, 2017 | VERONA, WI | Firm change |