RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••••• M•••••• D••••••
- T•• A•••••••• I••• BD affiliated currentsince May 26, 2026 · Summit, Nj
- W••••••• F•••••••• S•••••••• I••• formerOct 2, 2017 to Sep 17, 2018 · Verona, Wi
- S•• I••••••••• I••• formerMar 7, 2011 to Oct 2, 2017 · Depere, Wi
- C•••••• F•••••••• S•••••••• I••• formerAug 30, 2005 to Mar 8, 2011 · Middleton, Wi
- W••••••• F•••••••• S•••••••• I••• to T•• A•••••••• I•••left Sep 17, 2018, registered May 26, 2026 (2808 days) · Affiliated broker-dealer or bank to another
- S•• I••••••••• I••• to W••••••• F•••••••• S•••••••• I•••left Oct 2, 2017, registered Oct 2, 2017 (0 days) · Other · moved with a team
- C•••••• F•••••••• S•••••••• I••• to S•• I••••••••• I•••left Mar 8, 2011, registered Mar 7, 2011 (-1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address