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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

Matthew L Davies

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

SCOTTSDALE, AZ | Scottsdale, AZ

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Search this name across graphsid dfx:ria:8a261405-b8cb-be16-80d7-8b285c17575f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Oct 1, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 26, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Nov 26, 2007
First registration: Oct 1, 2019
Dual registered: yes, broker-dealer
Other names: MATTHEW LAWRENCE DAVIES|Matthew Davies|Mathew Davies
IAPD individual key: 5234527

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Sep 22, 2025	n/a	yes	SCOTTSDALE, AZ\|Scottsdale, AZ	Current employment
EDELMAN FINANCIAL ENGINES	Independent wealth	Aug 24, 2023	Nov 13, 2023	no	Phoenix, AZ	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	May 5, 2022	Jul 25, 2023	no	SCOTTSDALE, AZ	Previous registration
VANGUARD ADVISERS, INC.	Bd affiliated wealth	Oct 1, 2019	Jul 2, 2020	no	SCOTTSDALE, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EDELMAN FINANCIAL ENGINES	AMERIPRISE FINANCIAL SERVICES, LLC	Nov 13, 2023	Sep 22, 2025	679	Firm change after gap	RIA to ibd
FIDELITY PERSONAL AND WORKPLACE ADVISORS	EDELMAN FINANCIAL ENGINES	Jul 25, 2023	Aug 24, 2023	30	Firm change	Ibd to RIA
VANGUARD ADVISERS, INC.	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jul 2, 2020	May 5, 2022	672	Firm change after gap	Ibd to ibd

Relationships

Registered with (4)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Sep 22, 2025 to presentfactForm ADV
→ EDELMAN FINANCIAL ENGINESRegistered adviserregistration: previous registration
Aug 24, 2023 to Nov 13, 2023factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
May 5, 2022 to Jul 25, 2023factForm ADV
→ VANGUARD ADVISERS, INC.Registered adviserregistration: previous registration
Oct 1, 2019 to Jul 2, 2020factForm ADV

Dated events

Occurred
Nov 13, 2023
Advisor changed firm
Matthew L Davies left Edelman Financial Engines for Ameriprise Financial Services, Llc (registered 2025-09-22)
Form ADVobserved 5 days ago
Occurred
Jul 25, 2023
Advisor changed firm
Matthew L Davies left Fidelity Personal And Workplace Advisors for Edelman Financial Engines (registered 2023-08-24)
Form ADVobserved 5 days ago