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Advisor at LPL FINANCIAL LLC
COVINGTON, LA | FOREST HILL, LA | LAFAYETTE, LA | ALEXANDRIA, LA | DUTCHTOWN, LA | BATON ROUGE, LA | PINEVILLE, LA | LECOMPTE, LA | CENTRAL, LA | BALL, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | May 13, 2020 | n/a | yes | BALL, LA|BATON ROUGE, LA|ALEXANDRIA, LA|ALEXANDRIA, LA|ALEXANDRIA, LA|PINEVILLE, LA|BATON ROUGE, LA|BATON ROUGE, LA|ALEXANDRIA, LA|FOREST HILL, LA|LECOMPTE, LA|CENTRAL, LA|BATON ROUGE, LA|DUTCHTOWN, LA|LAFAYETTE, LA|COVINGTON, LA | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jan 21, 2014 | May 13, 2020 | no | BATON ROUGE, LA|ALEXANDRIA, LA|BATON ROUGE, LA | Previous registration |
| CETERA INVESTMENT SERVICES LLC | Former SEC adviser | Jan 22, 2007 | Jan 21, 2014 | no | ALEXANDRIA, LA|MARKSVILLE, LA|BATON ROUGE, LA|LAKE CHARLES, LA|BATON ROUGE, LA | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | May 24, 2006 | Jul 24, 2006 | no | LEWISVILLE, TX|COPPELL, TX|COPPELL, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | LPL FINANCIAL LLC | May 13, 2020 | May 13, 2020 | 0 | Firm change | Ibd to ibd |
| CETERA INVESTMENT SERVICES LLC | CETERA INVESTMENT ADVISERS LLC | Jan 21, 2014 | Jan 21, 2014 | 0 | Bulk transfer | Other |
| CHASE INVESTMENT SERVICES CORP. | CETERA INVESTMENT SERVICES LLC | Jul 24, 2006 | Jan 22, 2007 | 182 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 105644:6413:LA:2020-05-13 | May 13, 2020 | May 13, 2020 | BATON ROUGE, LA | Firm change |