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Advisor at NFSG CORPORATION
BOCA RATON, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NFSG CORPORATION | Bd affiliated wealth | Dec 11, 2017 | n/a | yes | BOCA RATON, FL|BOCA RATON, FL | Current employment |
| TRUIST ADVISORY SERVICES, INC. | Bd affiliated wealth | Nov 18, 2016 | Sep 6, 2017 | no | BOCA RATON, FL|BOCA RATON, FL|DELRAY BEACH, FL | Previous registration |
| SUNTRUST INVESTMENT SERVICES, INC. | Former SEC adviser | Mar 5, 2015 | Dec 31, 2016 | no | BOCA RATON, FL|DELRAY BEACH, FL|DELRAY BEACH, FL|BOCA RATON, FL | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jan 17, 2012 | Mar 5, 2015 | no | FORT LAUDERDALE, FL|CORAL SPRINGS, FL|SUNRISE, FL|LAUDERHILL, FL|BOCA RATON, FL | Previous registration |
| MORGAN KEEGAN & COMPANY, LLC | Former SEC adviser | May 20, 2010 | Jan 13, 2012 | no | FT. LAUDERDALE, FL|CORAL SPRINGS, FL | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | May 26, 2010 | no | PALM BEACH, FL | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Aug 16, 2007 | Jun 1, 2009 | no | PALM BEACH, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TRUIST ADVISORY SERVICES, INC. | NFSG CORPORATION | Sep 6, 2017 | Dec 11, 2017 | 96 | Firm change | Other |
| SUNTRUST INVESTMENT SERVICES, INC. | TRUIST ADVISORY SERVICES, INC. | Dec 31, 2016 | Nov 18, 2016 | -43 | Bulk transfer | Other |
| WELLS FARGO ADVISORS | SUNTRUST INVESTMENT SERVICES, INC. | Mar 5, 2015 | Mar 5, 2015 | 0 | Firm change | Other |
| MORGAN KEEGAN & COMPANY, LLC | WELLS FARGO ADVISORS | Jan 13, 2012 | Jan 17, 2012 | 4 | Firm change | Other |
| MORGAN STANLEY | MORGAN KEEGAN & COMPANY, LLC | May 26, 2010 | May 20, 2010 | -6 | Firm change | Other |
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |