DFX Intelligence

J••••••• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor40 years in industry

J••••••• W••••••

Advisor at T•••••••• A••••••• G••••• I•••

INDIO, CA | GREENSBURG, PA

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Search this name across graphsid dfx:ria:8a348193-38b3-b974-afde-9e5fb2c7d9aa

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Jul 8, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•••••••• A••••••• G••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 3, 1985earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•••••••• A••••••• G••••• I•••	Bd affiliated wealth	Jul 10, 2026	n/a	yes	INDIO, CA\|GREENSBURG, PA	Current employment
A•••• C•••••• C••••	Bd affiliated wealth	Mar 19, 2024	Jan 21, 2026	no	Escondido, CA\|MELVILLE, NY\|Indio, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• C•••••• C••••	T•••••••• A••••••• G••••• I•••	Jan 21, 2026	Jul 10, 2026	170	Firm change	Ibd to ibd
S•••••• N••••••• • C••••••• I•••••••••	A•••• C•••••• C••••	Feb 15, 2024	Mar 19, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:793:CA:2019-12-06	Dec 11, 2019	Dec 6, 2019	SAN DIEGO, CA	Firm change

Relationships

Registered with (6)

→ T•••••••• A••••••• G••••• I•••Registered adviserregistration: current employment
Jul 10, 2026 to presentfactForm ADV
→ A•••• C•••••• C••••Registered adviserregistration: previous registration
Mar 19, 2024 to Jan 21, 2026factForm ADV
→ S•••••• N••••••• • C••••••• I•••••••••Registered adviserregistration: previous registration
Dec 6, 2019 to Feb 15, 2024factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
Jan 21, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Feb 15, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8a348193-38b3-b974-afde-9e5fb2c7d9aa
First observed: Jul 8, 1997
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.