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Advisor at CETERA INVESTMENT ADVISERS LLC
WEST SENECA, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Nov 8, 2024 | n/a | yes | WEST SENECA, NY | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jun 21, 2021 | Sep 20, 2024 | no | EAST SYRACUSE, NY|VESTAL, NY|Buffalo, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | CETERA INVESTMENT ADVISERS LLC | Sep 20, 2024 | Nov 8, 2024 | 49 | Firm change | Ibd to ibd |