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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

Ron Michael Koren

Advisor at ADVICE AND PLANNING SERVICES

Philadelphia, PA

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Search this name across graphsid dfx:ria:8a3c623c-5049-3045-5541-cfa2297e7ca5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 15, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ADVICE AND PLANNING SERVICES
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 4
Exams: S65|S63
First exam: Mar 29, 2019
First registration: Apr 15, 2019
Dual registered: yes, broker-dealer
Other names: RON MICHAEL KOREN|Ron M Koren
IAPD individual key: 6512673

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Oct 14, 2021	n/a	yes	Philadelphia, PA\|Philadelphia, PA	Current employment
AEGIS WEALTH MANAGEMENT, INC.	Independent wealth	Jan 4, 2021	Oct 13, 2021	no	Wynnewood, PA\|GUTHRIE CENTER, IA	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Jul 20, 2020	Jan 5, 2021	no	BALA CYNWYD, PA	Previous registration
INTEGRITY ALLIANCE, LLC	Bd affiliated wealth	Apr 15, 2019	Dec 26, 2019	no	Bala Cynwyd, PA\|URBANDALE, IA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AEGIS WEALTH MANAGEMENT, INC.	ADVICE AND PLANNING SERVICES	Oct 13, 2021	Oct 14, 2021	1	Firm change	RIA to ibd
EQUITABLE ADVISORS, LLC	AEGIS WEALTH MANAGEMENT, INC.	Jan 5, 2021	Jan 4, 2021	-1	Firm change	Ibd to RIA
INTEGRITY ALLIANCE, LLC	EQUITABLE ADVISORS, LLC	Dec 26, 2019	Jul 20, 2020	207	Firm change	RIA to ibd

Relationships

Registered with (4)

→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: current employment
Oct 14, 2021 to presentfactForm ADV
→ AEGIS WEALTH MANAGEMENT, INC.Registered adviserregistration: previous registration
Jan 4, 2021 to Oct 13, 2021factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Jul 20, 2020 to Jan 5, 2021factForm ADV
→ INTEGRITY ALLIANCE, LLCRegistered adviserregistration: previous registration
Apr 15, 2019 to Dec 26, 2019factForm ADV

Dated events

No dated event names this entity yet.