DFX Intelligence

E•••••••• B•••• D••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner21 years in industry

E•••••••• B•••• D••••••

Advisor at C••••• P••••••• L••

NEW YORK, NY | EL SEGUNDO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8a421c3f-1716-9508-e66a-5af5af2cdb32

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jul 18, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• P••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 16, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• P••••••• L••	Independent wealth	Mar 9, 2026	n/a	yes	EL SEGUNDO, CA\|NEW YORK, NY	Current employment
R•••••• P•••• C•••••• A••••••• L••	Former SEC adviser	Nov 25, 2020	Mar 30, 2026	no	El Segundo, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• P•••• C•••••• A••••••• L••	C••••• P••••••• L••	Mar 30, 2026	Mar 9, 2026	-21	Firm change	RIA to RIA
M••••• G••••• A••••••• I•••	R•••••• P•••• C•••••• A••••••• L••	Oct 21, 2020	Nov 25, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
306275:151559:CA:2026-03-30	Mar 30, 2026	Mar 9, 2026	EL SEGUNDO, CA	Firm change
108114:147363:CA:2017-10-12	Oct 12, 2017	May 19, 2017	NEWPORT BEACH, CA	Firm change after gap

Relationships

Registered with (5)

→ C••••• P••••••• L••Registered adviserregistration: current employment
Mar 9, 2026 to presentfactForm ADV
→ R•••••• P•••• C•••••• A••••••• L••Registered adviserregistration: previous registration
Nov 25, 2020 to Mar 30, 2026factForm ADV
→ M••••• G••••• A••••••• I•••Registered adviserregistration: previous registration
May 19, 2017 to Oct 21, 2020factForm ADV
→ D•••••••• W••••• A•••••••• I•••

Dated events

Occurred
Mar 30, 2026
Advisor changed firm
E•••••••• B•••• D•••••• left R•••••• P•••• C•••••• A••••••• L•• for C••••• P••••••• L•• (registered 2026-03-09)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8a421c3f-1716-9508-e66a-5af5af2cdb32
First observed: Jul 18, 2008
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.