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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

RUNNING POINT CAPITAL ADVISORS LLC

CRD 306275

EL SEGUNDO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:653875a6-027f-bfaf-ed0e-19af8597f609

Data as of Mar 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 12
On other graphs: 0
Observed: Nov 14, 2019 to Mar 19, 2026
17 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $746MItem 5.F on the latest filing (2026-03-19); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $730M
Private client RAUM: $743MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 9
Advisory employees: 6
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 840
Individual clients: 42
High net worth clients: 134
Custody, client assets: $27.3M
SEC number: 801-117793
CRD: 306275
Filings on the tape: 17
First filed: Nov 14, 2019
Latest filed: Mar 19, 2026
Organised: Limited Liability Company, CA
Website: runningpointcapital.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
SCHLAGER, JAMES, FREDERICK	CEO AND CCO, MANAGER	E	yes	09/2019	Nov 14, 2019	Mar 28, 2024
SCHULMAN, MICHAEL, ASHLEY	CHIEF INVESTMENT OFFICER	A	no	10/2019	Nov 14, 2019	Mar 28, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
RUNNING POINT CAPITAL INSURANCE AGENCY, LLC	n/a	n/a	n/a	N	yes	n/a
RUNNING POINT TAX & CONSULTING LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 19, 2026	$746M	$730M	9	6	n/a	n/a
2024	Mar 31, 2025	$657M	$643M	9	6	n/a	n/a
2023	Mar 28, 2024	$509M	$484M	8	5	n/a	n/a
2022	Mar 28, 2023	$474M	$436M	8	5	n/a	n/a
2021	Mar 31, 2022	$376M	$355M	6	4	n/a	n/a
2020	Mar 30, 2021	$388M	$372M	8	5	n/a	n/a
2019	Mar 30, 2020	$218M	$218M	5	3	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	5	-5	n/a	0	1	0	0	5

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$746M	$657M	13.5%	$474M	16.3%	9	9	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CERITY PARTNERS LLC	4	Mar 30, 2026	Mar 9, 2026	EL SEGUNDO, CA	Firm absorbed	RIA to RIA	80.0%

Relationships

Registered with (7)

← JAMES FREDERICK SCHLAGERAdvisorregistration: previous registration
Dec 26, 2019 to Aug 3, 2026factForm ADV
← ELIZABETH BOLES DESOUSAAdvisorregistration: previous registration
Nov 25, 2020 to Mar 30, 2026factForm ADV
← MICHAEL ASHLEY SCHULMANAdvisorregistration: previous registration
May 13, 2020 to Mar 30, 2026factForm ADV
← DANIEL ANDREW KERRAdvisorregistration: previous registration
Jul 14, 2020 to Mar 30, 2026factForm ADV
← Abraham Daniel IsraeliAdvisorregistration: previous registration
Aug 16, 2022 to Mar 30, 2026factForm ADV
← JOSHUA DARRIN MUDSEAdvisorregistration: previous registration
Feb 3, 2021 to Aug 3, 2022factForm ADV
← TAMMY ANNE TRENTAAdvisorregistration: previous registration
Sep 25, 2020 to Jan 3, 2022factForm ADV

Moved with (1)

→ CERITY PARTNERS LLCRegistered adviser4 advisors, firm absorbed, same day
Mar 30, 2026 to Mar 9, 2026factForm ADV

Controls (1)

← SCHLAGER, JAMES, FREDERICKOwnerCEO AND CCO, MANAGER, ownership code E, individual
Nov 14, 2019 to Mar 28, 2024factForm ADV

Owns (1)

← SCHULMAN, MICHAEL, ASHLEYOwnerCHIEF INVESTMENT OFFICER, ownership code A, individual
Nov 14, 2019 to Mar 28, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Aug 3, 2026
Advisor changed firm
James Frederick Schlager left Running Point Capital Advisors Llc for Cerity Partners Llc (registered 2026-03-06)
Form ADVobserved 6 days ago
Occurred
Mar 30, 2026
Firm absorbed
Running Point Capital Advisors LLC's advisors moved to Cerity Partners LLC (EL Segundo, CA): 4 of 5 registered, on the same day
Form ADVobserved 6 days ago
4 advisors
Occurred
Mar 30, 2026
Advisor changed firm
Abraham Daniel Israeli left Running Point Capital Advisors Llc for Cerity Partners Llc (registered 2026-03-06)
Form ADVobserved 6 days ago
Occurred
Mar 30, 2026
Advisor changed firm
Daniel Andrew Kerr left Running Point Capital Advisors Llc for Cerity Partners Llc (registered 2026-03-06)
Form ADVobserved 6 days ago
Occurred
Mar 30, 2026
Advisor changed firm
Michael Ashley Schulman left Running Point Capital Advisors Llc for Cerity Partners Llc (registered 2026-03-09)
Form ADVobserved 6 days ago
Occurred
Mar 30, 2026
Advisor changed firm
Elizabeth Boles Desousa left Running Point Capital Advisors Llc for Cerity Partners Llc (registered 2026-03-09)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2025
Regulatory AUM changed
Running Point Capital Advisors Llc reported RAUM $656.9M, up 29% from $509.4M (2024-03-28 to 2025-03-31)
Form ADVobserved 6 days ago
$148M
Occurred
Aug 3, 2022
Advisor changed firm
Joshua Darrin Mudse left Running Point Capital Advisors Llc for Family Financial (registered 2022-03-21)
Form ADVobserved 6 days ago
Occurred
Jan 3, 2022
Advisor changed firm
Tammy Anne Trenta left Running Point Capital Advisors Llc for Family Financial (registered 2022-12-09)
Form ADVobserved 6 days ago
Occurred
Mar 30, 2021
Regulatory AUM changed
Running Point Capital Advisors Llc reported RAUM $387.7M, up 78% from $218.2M (2020-12-04 to 2021-03-30)
Form ADVobserved 6 days ago
$169M
Occurred
Nov 14, 2019
First Form ADV filing
Running Point Capital Advisors Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Show 1 bookkeeping events

Occurred
Sep 1, 2026
Running Point Capital Advisors Llc no longer on the SEC adviser roster (last listed 2026-08-03, RAUM $745.6M)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:653875a6-027f-bfaf-ed0e-19af8597f609
First observed: Nov 14, 2019
Last observed: Mar 19, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RUNNING POINT CAPITAL ADVISORS LLC

CRD 306275

EL SEGUNDO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:653875a6-027f-bfaf-ed0e-19af8597f609

Data as of Mar 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:55 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

SCHLAGER, JAMES, FREDERICK

CEO AND CCO, MANAGER

yes

09/2019

Nov 14, 2019

Mar 28, 2024

SCHULMAN, MICHAEL, ASHLEY

CHIEF INVESTMENT OFFICER

10/2019

Nov 14, 2019

Mar 28, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

RUNNING POINT CAPITAL INSURANCE AGENCY, LLC

n/a

yes

n/a

RUNNING POINT TAX & CONSULTING LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 19, 2026

$746M

$730M

n/a

2024

Mar 31, 2025

$657M

$643M

n/a

2023

Mar 28, 2024

$509M

$484M

n/a

2022

Mar 28, 2023

$474M

$436M

n/a

2021

Mar 31, 2022

$376M

$355M

n/a

2020

Mar 30, 2021

$388M

$372M

n/a

2019

Mar 30, 2020

$218M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-5

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$746M

$657M

13.5%

$474M

16.3%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CERITY PARTNERS LLC

Mar 30, 2026

Mar 9, 2026

EL SEGUNDO, CA

Firm absorbed

RIA to RIA

80.0%