This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

CITIGROUP GLOBAL MARKETS INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Nov 1, 2011earliest registration or exam on IAPD

Years in industry

14derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S66

First exam

Apr 1, 2014

First registration

Apr 3, 2014

Dual registered

yes, broker-dealer

Other names

Jamie E OSullivan|JAMIE OSULLIVAN

IAPD individual key

5998065

• Occurred

  Jul 7, 2025
  Advisor changed firm

  Jamie E Osullivan left Rbc Capital Markets, Llc for Citigroup Global Markets Inc. (registered 2025-09-03)

  Form ADVobserved 5 days ago
• Occurred

  Nov 21, 2023
  Advisor changed firm

  Jamie E Osullivan left Credit Suisse Securities (Usa) Llc for Rbc Capital Markets, Llc (registered 2024-01-25)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:8a443c74-908e-7445-0c4d-60799547e11b

First observed

Apr 3, 2014

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.