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RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM 100m 1b

RELATION WEALTH MANAGEMENT, INC.

CRD 329961

TULSA, OK

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8a46cf23-207a-ab3c-3996-d2b09a0ba72d

Data as of Jul 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 6
On other graphs: 1
Observed: Feb 9, 2024 to Jul 24, 2026
9 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

Relation Wealth Management, Inc.

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.31 fund_share=0.0 institutional_share=0.55 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $541MItem 5.F on the latest filing (2026-07-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $307M
Private client RAUM: $167MderivedItem 5.D individuals plus high net worth individuals
Private client share: 31%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $90.2Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 14
Advisory employees: 7
Offices: 4Schedule D 1.F, beyond the principal office
Accounts: 350
Individual clients: 54
High net worth clients: 42
Custody, client assets: $94.0M
SEC number: 801-129663
CRD: 329961
Filings on the tape: 9
First filed: Feb 9, 2024
Latest filed: Jul 24, 2026
Organised: Corporation, DE
Website: relationwealth.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ROBERT PAUL MARCOUX	n/a	TULSA, OK	2	21	3	no
Melissa Arnell Thompson	n/a	CHARLOTTE, NC \| TULSA, OK	2	21	2	no
TIMOTHY JOHN ELLSWORTH	n/a	TULSA, OK	2	39	4	no
MICHAEL ALAN ALFRED	Chartered Financial Consultant	TULSA, OK \| CHARLOTTE, NC	1	18	2	no
SCOTT A SCHECHINGER	n/a	Tampa, FL \| TULSA, OK	0	22	6	no
MATTHEW A STALLONE	n/a	TULSA, OK \| DENVER, CO	0	10	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HALL, TIMOTHY, JON	CHIEF EXECUTIVE OFFICER	Na	yes	02/2024	Feb 9, 2024	Oct 25, 2024
Hartmann, Charissa, Lynn	CHIEF FINANCIAL OFFICER	Na	yes	02/2024	Feb 9, 2024	Oct 25, 2024
Rager, Kate	CHIEF COMPLIANCE OFFICER	Na	yes	02/2024	Feb 9, 2024	Oct 25, 2024
RELATION HOLDCO, INC.	Owner	E	yes	01/2008	Feb 9, 2024	Oct 25, 2024
RELATION INSURANCE, INC.	Owner	E	yes	11/2023	Feb 9, 2024	Oct 25, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
RELATION INSURANCE, INC.	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Monroe	Nc	United States	1	no
OVERLAND PARK	Ks	United States	0	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 2 of 3

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 21, 2026	$541M	$307M	12	5	3	n/a	n/a
2024	Mar 17, 2025	$418M	$263M	10	5	2	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	0	2	0.0%	0	0	0	7	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$541M	$418M	29.5%	n/a	n/a	14	10	4	2

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
KESTRA ADVISORY SERVICES, LLC	2	Jul 1, 2024	Jul 2, 2024	TULSA, OK	Team lift out	Ibd to new firm	0.2%
KESTRA ADVISORY SERVICES, LLC	2	Jul 1, 2024	Jul 1, 2024	AUSTIN, TX	Team lift out	Ibd to new firm	0.2%

Relationships

Registered with (7)

← MATTHEW A STALLONEAdvisorregistration: current employment
May 6, 2026 to presentfactForm ADV
← SCOTT A SCHECHINGERAdvisorregistration: current employment
Apr 24, 2026 to presentfactForm ADV
← MICHAEL ALAN ALFREDAdvisorregistration: current employment
Jul 21, 2025 to presentfactForm ADV
← TIMOTHY JOHN ELLSWORTHAdvisorregistration: current employment
Jul 2, 2024 to presentfactForm ADV
← ROBERT PAUL MARCOUXAdvisorregistration: current employment
Jul 1, 2024 to presentfactForm ADV
← Melissa Arnell ThompsonAdvisorregistration: current employment
Jul 1, 2024 to presentfactForm ADV
← Whitney Shane BlockerAdvisorregistration: previous registration
Jul 1, 2024 to Sep 11, 2025factForm ADV

Controls (5)

← HALL, TIMOTHY, JONOwnerCHIEF EXECUTIVE OFFICER, ownership code NA, individual
Feb 9, 2024 to Oct 25, 2024factForm ADV
← Hartmann, Charissa, LynnOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Feb 9, 2024 to Oct 25, 2024factForm ADV
← Rager, KateOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Feb 9, 2024 to Oct 25, 2024factForm ADV
← RELATION HOLDCO, INC.OwnerOWNER, ownership code E, domestic entity
Feb 9, 2024 to Oct 25, 2024factForm ADV
← RELATION INSURANCE, INC.OwnerOWNER, ownership code E, domestic entity
Feb 9, 2024 to Oct 25, 2024factForm ADV

Moved with (1)

← KESTRA ADVISORY SERVICES, LLCRegistered adviser2 advisors, team lift out, same day
Jul 1, 2024 to Jul 2, 2024factForm ADV

Dated events

Occurred
Mar 5, 2026
Regulatory AUM changed
Relation Wealth Management, Inc. reported RAUM $541.2M, up 30% from $417.9M (2025-10-31 to 2026-03-05)
Form ADVobserved 4 days ago
$123M
Occurred
Sep 11, 2025
Advisor changed firm
Whitney Shane Blocker left Relation Wealth Management, Inc. for Argent Retirement Plan Advisors, Llc (registered 2025-09-12)
Form ADVobserved 4 days ago
Occurred
Mar 17, 2025
Regulatory AUM changed
Relation Wealth Management, Inc. reported RAUM $417.9M, up 40% from $299.1M (2024-10-25 to 2025-03-17)
Form ADVobserved 4 days ago
$119M
Occurred
Jul 1, 2024
Team lift-out
2 advisors left Kestra Advisory Services, LLC (Tulsa, OK) for Relation Wealth Management, Inc. on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Jul 1, 2024
Team lift-out
2 advisors left Kestra Advisory Services, LLC (Austin, TX) for Relation Wealth Management, Inc. within 2 days
Form ADVobserved 4 days ago
2 advisors
Occurred
Feb 9, 2024
First Form ADV filing
Relation Wealth Management, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8a46cf23-207a-ab3c-3996-d2b09a0ba72d
First observed: Feb 9, 2024
Last observed: Jul 24, 2026 57 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RELATION WEALTH MANAGEMENT, INC.

CRD 329961

TULSA, OK

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8a46cf23-207a-ab3c-3996-d2b09a0ba72d

Data as of Jul 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:39 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ROBERT PAUL MARCOUX

n/a

TULSA, OK

Melissa Arnell Thompson

n/a

CHARLOTTE, NC | TULSA, OK

TIMOTHY JOHN ELLSWORTH

n/a

TULSA, OK

MICHAEL ALAN ALFRED

Chartered Financial Consultant

TULSA, OK | CHARLOTTE, NC

SCOTT A SCHECHINGER

n/a

Tampa, FL | TULSA, OK

MATTHEW A STALLONE

n/a

TULSA, OK | DENVER, CO

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HALL, TIMOTHY, JON

CHIEF EXECUTIVE OFFICER

yes

02/2024

Feb 9, 2024

Oct 25, 2024

Hartmann, Charissa, Lynn

CHIEF FINANCIAL OFFICER

yes

02/2024

Feb 9, 2024

Oct 25, 2024

Rager, Kate

CHIEF COMPLIANCE OFFICER

yes

02/2024

Feb 9, 2024

Oct 25, 2024

RELATION HOLDCO, INC.

Owner

yes

01/2008

Feb 9, 2024

Oct 25, 2024

RELATION INSURANCE, INC.

Owner

yes

11/2023

Feb 9, 2024

Oct 25, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

RELATION INSURANCE, INC.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Monroe

United States

OVERLAND PARK

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 21, 2026

$541M

$307M

n/a

2024

Mar 17, 2025

$418M

$263M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$541M

$418M

29.5%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

KESTRA ADVISORY SERVICES, LLC

Jul 1, 2024

Jul 2, 2024

TULSA, OK

Team lift out

Ibd to new firm

0.2%

KESTRA ADVISORY SERVICES, LLC

Jul 1, 2024

AUSTIN, TX

Team lift out

Ibd to new firm

0.2%