DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Relation Wealth Management, Inc.

Wealth manager with institutional or fund businessTulsa, OklahomaCRD 329961SEC 801-129663website IAPD

Latest filing Jul 24, 2026

First filing on the tape Feb 9, 2024 · 9 filings

SEC status approved since Jun 27, 2024

RAUM

$541M

reported, Item 5.F

Discretionary

57%

of RAUM

Private clients

31%

$167M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$90.2M

derived; firm RAUM over IAPD count

Employees

7 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

9 filings and snapshots on the tape

RAUM$541M as of Jul 24, 2026

Mar 17, 2025$418M then

HNW client RAUM$145M as of Jul 24, 2026

Mar 17, 2025$138M then

State-registered IARs (5.B.3)7 as of Jul 24, 2026

Mar 17, 20255 then

Employees (5.A)14 as of Jul 24, 2026

Mar 17, 202510 then

Private funds: no history

RAUM +30% over the last fiscal yearIARs 5 to 7offices 2 to 4

Practice profile

derived from the filing of Jul 24, 2026; every figure names its basis

Archetypes, each a printed rule

Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients

RAUM per advisor: $90.2MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 16derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $3.5MderivedHNW RAUM over HNW clients
Average account: $1.5MderivedRAUM over accounts (5.F.2.f)
Discretionary: 57%derivedof RAUM
Institutional: 55%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 2.3derivedItem 5.A over advisors
Advisors per office: 1.2derived5 offices incl. principal (1.F.5)
RAUM growth, one year: +30%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: +19%derived
Compensation: percentage of assets, fixed feesreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
Custody: $94.0M, 71 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pension and profit-sharing plans$284M53%
High-net-worth individuals$145M27%
Corporations and businesses$77.0M14%
Individuals$21.9M4.0%
Charitable organizations$13.0M2.4%

Individual clients: 54reported
HNW clients: 42reported
Pension plan clients: 30reported
Charitable clients: n/areported
Accounts: 350reported
Financial planning clients: 11-25reported
Wrap fee programs: noreported
Custody of client assets: $94.0M for 71 clientsreported
Compensation: % of AUM, fixedreported
Class basis: private_client_share=0.31 fund_share=0.0 institutional_share=0.55 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

6 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
Robert Paul Marcoux	Tulsa, Ok	Jul 1, 2024	21 y	3
Melissa Arnell Thompson	Charlotte, Nc	Jul 1, 2024	21 y	2
Timothy John Ellsworth	Tulsa, Ok	Jul 2, 2024	39 y	4
Michael Alan AlfredChartered Financial Consultant	Tulsa, Ok	Jul 21, 2025	18 y	2
Scott A Schechinger	Tampa, Fl	Apr 24, 2026	22 y	6
Matthew A Stallone	Tulsa, Ok	May 6, 2026	10 y	1

Advisor movement

0 left, 2 joined in 12 months

net +2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months

Left, latest

Whitney Shane Blocker to Argent Retirement Plan Advisors, LLC
Sep 11, 2025 · Other

Joined, latest

Matthew A Stallone from Morgan Stanley
May 6, 2026 · Wirehouse to independent RIA
Scott A Schechinger from Towers Watson Investment Services, Inc.
Apr 24, 2026 · Other
Michael Alan Alfred from LPL Financial LLC
Jul 21, 2025 · RIA to RIA
Timothy John Ellsworth from Kestra Advisory Services, LLC
Jul 2, 2024 · Affiliated broker-dealer or bank to a newly registered adviser
Robert Paul Marcoux from Kestra Advisory Services, LLC
Jul 1, 2024 · Affiliated broker-dealer or bank to a newly registered adviser
Melissa Arnell Thompson from Kestra Advisory Services, LLC
Jul 1, 2024 · Affiliated broker-dealer or bank to a newly registered adviser
Whitney Shane Blocker from Kestra Advisory Services, LLC
Jul 1, 2024 · Affiliated broker-dealer or bank to a newly registered adviser

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

2 joined from Kestra Advisory Services, LLC
Jul 1, 2024 · Tulsa, Ok
2 joined from Kestra Advisory Services, LLC
Jul 1, 2024 · Austin, Tx

Teams out Teams in

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

Jon Timothy Hall · Chief Executive Officercontrol
since 02/2024 · owns less than 5%
Lynn Charissa Hartmann · Chief Financial Officercontrol
since 02/2024 · owns less than 5%
Kate Rager · Chief Compliance Officercontrol
since 02/2024 · owns less than 5%

Entity owners

Relation Insurance, Inc. · Owner
direct · owns 75% or more
Relation Holdco, Inc. · Owner
indirect · owns 75% or more of Relation Insurance, Inc.

Related persons

Schedule D 7.A

Relation Insurance, Inc.
real estatey

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Tulsa, Ok · principal	6	2	0
Charlotte, Nc	2	0	0

Offices

Schedule D 1.F, the 25 largest

Monroe, NC1 employees
Overland Park, KS

ADV anomalies

1 against comparable advisers; where to look, not conclusions

high institutional concentrationStatic outlier · filing Jul 24, 2026
institutional share of RAUM of 55% against a peer median of 2% (1483 comparable advisers, 99.0th percentile, 18.0 robust deviations)
peers: independent wealth managers, $500M to $1B (1,483) · 99% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Advisory employees · 5 to 7
Apr 21, 2026 to May 6, 2026
Employees · 12 to 14
Apr 21, 2026 to May 6, 2026
State-registered IARs · 5 to 7
Apr 21, 2026 to May 6, 2026
Other offices · 3 to 4
Apr 21, 2026 to May 6, 2026
Other offices · 2 to 3
Mar 5, 2026 to Apr 21, 2026
Accounts · 276 to 350
Oct 31, 2025 to Mar 5, 2026
Corporate clients · 6.0 to unset
Oct 31, 2025 to Mar 5, 2026
Individual clients · 39 to 54
Oct 31, 2025 to Mar 5, 2026
Pension plan clients · 60 to 30
Oct 31, 2025 to Mar 5, 2026
Assets in custody · $34,000 to $94.0M
Oct 31, 2025 to Mar 5, 2026
Employees · 10 to 12
Oct 31, 2025 to Mar 5, 2026
Financial planning clients · 0 to 11-25
Oct 31, 2025 to Mar 5, 2026
Discretionary RAUM · $263M to $307M
Oct 31, 2025 to Mar 5, 2026
HNW RAUM · $138M to $145M
Oct 31, 2025 to Mar 5, 2026
Individual RAUM · $10.7M to $21.9M
Oct 31, 2025 to Mar 5, 2026
Non-discretionary RAUM · $154M to $234M
Oct 31, 2025 to Mar 5, 2026
Pension RAUM · $186M to $284M
Oct 31, 2025 to Mar 5, 2026
RAUM · $418M to $541M
Oct 31, 2025 to Mar 5, 2026
Financial planning clients · 0 to 0
Mar 17, 2025 to Oct 31, 2025
Accounts · 224 to 276
Oct 25, 2024 to Mar 17, 2025
HNW clients · 58 to 42
Oct 25, 2024 to Mar 17, 2025
Individual clients · 32 to 39
Oct 25, 2024 to Mar 17, 2025
Pension plan clients · 49 to 60
Oct 25, 2024 to Mar 17, 2025
Assets in custody · unset to 34000.0
Oct 25, 2024 to Mar 17, 2025
Custody of client assets · false to true
Oct 25, 2024 to Mar 17, 2025
Discretionary RAUM · $254M to $263M
Oct 25, 2024 to Mar 17, 2025
HNW RAUM · $132M to $138M
Oct 25, 2024 to Mar 17, 2025
Individual RAUM · $8.2M to $10.7M
Oct 25, 2024 to Mar 17, 2025
Non-discretionary RAUM · $45.5M to $154M
Oct 25, 2024 to Mar 17, 2025
Pension RAUM · $73.8M to $186M
Oct 25, 2024 to Mar 17, 2025
RAUM · $299M to $418M
Oct 25, 2024 to Mar 17, 2025
Accounts · 0 to 224
Jul 1, 2024 to Oct 25, 2024
Advisory activities · 4 to 3
Jul 1, 2024 to Oct 25, 2024
Corporate clients · unset to 6.0
Jul 1, 2024 to Oct 25, 2024
HNW clients · unset to 58.0
Jul 1, 2024 to Oct 25, 2024
Individual clients · unset to 32.0
Jul 1, 2024 to Oct 25, 2024
Pension plan clients · unset to 49.0
Jul 1, 2024 to Oct 25, 2024
Other offices · 1 to 2
Jul 1, 2024 to Oct 25, 2024
Discretionary RAUM · $0 to $254M
Jul 1, 2024 to Oct 25, 2024
HNW RAUM · unset to 132063998.0
Jul 1, 2024 to Oct 25, 2024

Signals

6 dated events

Relation Wealth Management, Inc. reported RAUM $541.2M, up 30% from $417.9M (2025-10-31 to 2026-03-05)
Mar 5, 2026 · RAUM change · derived
Whitney Shane Blocker left Relation Wealth Management, Inc. for Argent Retirement Plan Advisors, Llc (registered 2025-09-12)
Sep 11, 2025 · Advisor changed firm · fact
Relation Wealth Management, Inc. reported RAUM $417.9M, up 40% from $299.1M (2024-10-25 to 2025-03-17)
Mar 17, 2025 · RAUM change · derived
2 advisors left Kestra Advisory Services, LLC (Tulsa, OK) for Relation Wealth Management, Inc. on the same day
Jul 1, 2024 · Team lift-out · derived
2 advisors left Kestra Advisory Services, LLC (Austin, TX) for Relation Wealth Management, Inc. within 2 days
Jul 1, 2024 · Team lift-out · derived
Relation Wealth Management, Inc. filed its initial SEC registration (Form ADV)
Feb 9, 2024 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business phone: 918-999-9138reportedpublished by the firm, firm site, Sep 16, 2026
Business phone: 800-456-1696reportedpublished by the firm, firm site, Sep 16, 2026
Website: relationwealth.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone: (918) 999-9138reportedpublic record, Form ADV, Jul 24, 2026
Contact form: relationwealth.com/contactreportedpublished by the firm, firm site, Sep 16, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
RAUM per advisor: $90.2Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026