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Advisor at CENTAURUS FINANCIAL, INC.
LEESBURG, VA | Radnor, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CENTAURUS FINANCIAL, INC. | Bd affiliated wealth | Nov 10, 2021 | n/a | yes | Radnor, PA|LEESBURG, VA|Radnor, PA | Current employment |
| WOODBURY FINANCIAL SERVICES, INC. | Former SEC adviser | Mar 1, 2019 | Sep 17, 2021 | no | RADNOR, PA | Previous registration |
| QUESTAR ASSET MANAGEMENT, INC. | Former SEC adviser | Oct 15, 2018 | Mar 1, 2019 | no | PHILADELPHIA, PA|MINNEAPOLIS, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WOODBURY FINANCIAL SERVICES, INC. | CENTAURUS FINANCIAL, INC. | Sep 17, 2021 | Nov 10, 2021 | 54 | Firm change | Ibd to ibd |
| QUESTAR ASSET MANAGEMENT, INC. | WOODBURY FINANCIAL SERVICES, INC. | Mar 1, 2019 | Mar 1, 2019 | 0 | Bulk transfer | Ibd to ibd |