DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Joseph Michael Cucinotta
Feed of 09/14/2026
Also filed as Joseph Michael Cucinotta
At current firm
4 y
since Nov 10, 2021
In the industry
27 y
since Aug 13, 1999 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Centaurus Financial, Inc. BD affiliated currentsince Nov 10, 2021 · Radnor, Pa
- Woodbury Financial Services, Inc. formerMar 1, 2019 to Sep 17, 2021 · Radnor, Pa
- Questar Asset Management, Inc. formerOct 15, 2018 to Mar 1, 2019 · Philadelphia, Pa
Moves
a registration end followed by a registration begin elsewhere
- Woodbury Financial Services, Inc. to Centaurus Financial, Inc.left Sep 17, 2021, registered Nov 10, 2021 (54 days) · Affiliated broker-dealer or bank to another
- Questar Asset Management, Inc. to Woodbury Financial Services, Inc.left Mar 1, 2019, registered Mar 1, 2019 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address