DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at INGALLS INVESTMENT MANAGEMENT, LLC
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| INGALLS INVESTMENT MANAGEMENT, LLC | Independent wealth | Aug 10, 2026 | n/a | yes | NEW YORK, NY | Current employment |
| INGALLS INVESTMENT MANAGEMENT, LLC | Independent wealth | Dec 9, 2016 | Jul 18, 2019 | no | NEW YORK, NY|NEW YORK, NY|NEW YORK, NY | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 26, 2011 | Dec 23, 2016 | no | NEW YORK, NY|NEW YORK, NY|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INGALLS INVESTMENT MANAGEMENT, LLC | INGALLS INVESTMENT MANAGEMENT, LLC | Jul 18, 2019 | Aug 10, 2026 | 2,580 | Channel change | RIA to RIA |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | INGALLS INVESTMENT MANAGEMENT, LLC | Dec 23, 2016 | Dec 9, 2016 | -14 | Firm change | Other |