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A••••• A•••••• B••••• J••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

A••••• A•••••• B••••• J••••••

Advisor at J••• M••••• S••••••••• L••

ALPHARETTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8a4954b2-d6c1-8bff-6e3f-18c5c150307d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Oct 1, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• M••••• S••••••••• L••
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J••• M••••• S••••••••• L••	Wirehouse	May 25, 2023	n/a	yes	ALPHARETTA, GA	Current employment
T••••• A••••••• S•••••••• I•••	Bd affiliated wealth	Jan 24, 2023	May 3, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
T••••• A••••••• S•••••••• I•••	J••• M••••• S••••••••• L••	May 3, 2023	May 25, 2023	22	Firm change	Ibd to wirehouse
J••• M••••• S••••••••• L••	T••••• A••••••• S•••••••• I•••	Sep 22, 2022

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
79:283390:GA:2022-09-22	Sep 22, 2022	Jan 24, 2023	ATLANTA, GA	Firm change

Relationships

Registered with (3)

→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Nov 23, 2020 to Sep 22, 2022factForm ADV
→ T••••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jan 24, 2023 to May 3, 2023factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Oct 1, 2019 to Oct 26, 2020factForm ADV

Dated events

Occurred
May 3, 2023
Advisor changed firm
A••••• A•••••• B••••• J•••••• left T••••• A••••••• S•••••••• I••• for J••• M••••• S••••••••• L•• (registered 2023-05-25)
Form ADVobserved 7 days ago
Occurred
Sep 22, 2022
Advisor changed firm
A••••• A•••••• B••••• J•••••• left J••• M••••• S••••••••• L•• for T••••• A••••••• S•••••••• I••• (registered 2023-01-24)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8a4954b2-d6c1-8bff-6e3f-18c5c150307d
First observed: Oct 1, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.