DFX Intelligence

M••••••• C••••••• R•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)11 years in industry

M••••••• C••••••• R•••••••

Advisor at T•• P•••• W••••• M••••••••• L••

SOUTHERN P••••, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8a5b6f17-2d84-4138-3f3f-d4db7230d0dd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Mar 29, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• P•••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 1, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• P•••• W••••• M••••••••• L••	Independent wealth	Mar 28, 2024	n/a	yes	SOUTHERN P••••, NC	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Mar 29, 2016	Apr 1, 2024	no	PINEHURST, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	T•• P•••• W••••• M••••••••• L••	Apr 1, 2024	Mar 28, 2024	-4	Firm change	Wirehouse to new firm

Team moves

••• Locked

Team	Left	Joined	From	Kind
7691:326353:NC:2024-04-01	Apr 1, 2024	Mar 28, 2024	PINEHURST, NC	Firm change

Relationships

Registered with (2)

→ T•• P•••• W••••• M••••••••• L••Registered adviserregistration: current employment
Mar 28, 2024 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Mar 29, 2016 to Apr 1, 2024factForm ADV

Dated events

Occurred
Apr 1, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8a5b6f17-2d84-4138-3f3f-d4db7230d0dd
First observed: Mar 29, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.