DFX Intelligence

C••••••••• C•••••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

C••••••••• C•••••• M••••

Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

HOUSTON, TX

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Search this name across graphsid dfx:ria:8a5c90cb-9d69-1b3a-7a0d-f4fb27c989b1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 24, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Nov 20, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Jun 19, 2015	n/a	yes	HOUSTON, TX	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	Apr 26, 2010	Jun 30, 2015	no	THE WOODLANDS, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Jun 30, 2015	Jun 19, 2015	-11	Firm change	Wirehouse to wirehouse
W•••• F•••• I••••••••• L••	U•• F•••••••• S••••••• I•••	May 11, 2010	Apr 26, 2010

Team moves

••• Locked

Team	Left	Joined	From	Kind
8174:7691:TX:2015-06-30	Jun 30, 2015	Jun 19, 2015	THE WOODLANDS, TX	Firm change

Relationships

Registered with (3)

→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: current employment
Jun 19, 2015 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Apr 26, 2010 to Jun 30, 2015factForm ADV
→ W•••• F•••• I••••••••• L••Registered adviserregistration: previous registration
Nov 24, 2008 to May 11, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8a5c90cb-9d69-1b3a-7a0d-f4fb27c989b1
First observed: Nov 24, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.