DFX Intelligence

A••• P•••••• H••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

A••• P•••••• H••••

Advisor at N••••••• T•••• I••••••••• I•••••••••

Kirkland, WA | CHICAGO, IL

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jan 23, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••••• T•••• I••••••••• I•••••••••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••••••• T•••• I••••••••• I•••••••••	Asset manager	Jul 14, 2026	n/a	yes	Kirkland, WA\|CHICAGO, IL	Current employment
N•••••••• B••••• B• L••	No RAUM reported	Jan 23, 2018	Jul 10, 2026	no	Kirkland, WA\|NEW YORK, NY\|LOS ANGELES, CA\|KIRKLAND, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•••••••• B••••• B• L••	N••••••• T•••• I••••••••• I•••••••••	Jul 10, 2026	Jul 14, 2026	4	Firm change	Other

Relationships

Registered with (2)

→ N••••••• T•••• I••••••••• I•••••••••Registered adviserregistration: current employment
Jul 14, 2026 to presentfactForm ADV
→ N•••••••• B••••• B• L••Registered adviserregistration: previous registration
Jan 23, 2018 to Jul 10, 2026factForm ADV

Dated events

Order

Occurred
10 Jul 2026
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 23, 2018
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.