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Advisor at WELLS FARGO ADVISORS
LOS ANGELES, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Aug 25, 2026 | n/a | yes | LOS ANGELES, CA | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jul 15, 2022 | Aug 27, 2026 | no | Los Angeles, CA|Calabasas, CA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Sep 26, 2006 | Jul 20, 2022 | no | LOS ANGELES, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | WELLS FARGO ADVISORS | Aug 27, 2026 | Aug 25, 2026 | -2 | Firm change | Ibd to wirehouse |
| WELLS FARGO ADVISORS | AMERIPRISE FINANCIAL SERVICES, LLC | Jul 20, 2022 | Jul 15, 2022 | -5 | Firm change | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6363:19616:CA:2026-08-27 | Aug 27, 2026 | Aug 25, 2026 | CALABASAS, CA | Firm change |
| 19616:6363:CA:2022-06-30 | Jul 20, 2022 | Jul 15, 2022 | LOS ANGELES, CA | Firm change |