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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)19 years in industry

NAVA GOLDENBERG SPIVAK

Advisor at WELLS FARGO ADVISORS

WESTLAKE VILLAGE, CA | THOUSAND OAKS, CA

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 28, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 27, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Sep 27, 2006
First registration: Sep 28, 2006
Dual registered: yes, broker-dealer
Other names: NAVA GOLDENBERG SPIVAK
IAPD individual key: 5123457

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	May 6, 2016	n/a	yes	THOUSAND OAKS, CA\|WESTLAKE VILLAGE, CA	Current employment
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	Jul 14, 2011	May 10, 2016	no	Los Angeles, CA\|LOS ANGELES, CA\|Los Angeles, CA\|Toluca Lake, CA\|North Hollywood, CA\|Sherman Oaks, CA\|ENCINO, CA\|North Hollywood, CA\|NORTHRIDGE, CA\|ENCINO, CA	Previous registration
CETERA INVESTMENT SERVICES LLC	Former SEC adviser	Apr 13, 2007	Jun 2, 2011	no	SANTA MONICA, CA	Previous registration
WAMU INVESTMENTS, INC.	n/a	Sep 28, 2006	Apr 3, 2007	no	STUDIO CITY, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U.S. BANCORP INVESTMENTS, INC.	WELLS FARGO ADVISORS	May 10, 2016	May 6, 2016	-4	Firm change	Other
CETERA INVESTMENT SERVICES LLC	U.S. BANCORP INVESTMENTS, INC.	Jun 2, 2011	Jul 14, 2011	42	Firm change	Other
WAMU INVESTMENTS, INC.	CETERA INVESTMENT SERVICES LLC	Apr 3, 2007	Apr 13, 2007	10	Firm change	Other

Relationships

Registered with (4)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
May 6, 2016 to presentfactForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
Jul 14, 2011 to May 10, 2016factForm ADV
→ CETERA INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Apr 13, 2007 to Jun 2, 2011factForm ADV
→ WAMU INVESTMENTS, INC.Registered adviserregistration: previous registration
Sep 28, 2006 to Apr 3, 2007factForm ADV

Dated events

No dated event names this entity yet.