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Advisor at STONEX ADVISORS INC.
Annandale, VA | BIRMINGHAM, AL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STONEX ADVISORS INC. | Bd affiliated wealth | Jul 5, 2016 | n/a | yes | Annandale, VA|BIRMINGHAM, AL | Current employment |
| STERNE AGEE ASSET MANAGEMENT, INC. | Former SEC adviser | Dec 9, 2011 | Jul 5, 2016 | no | BIRMINGHAM, AL | Previous registration |
| ANDERSON & STRUDWICK, INCORPORATED | Former SEC adviser | Mar 17, 2011 | Dec 9, 2011 | no | ANNANDALE, VA | Previous registration |
| JESUP & LAMONT SECURITIES CORP | n/a | Oct 14, 2009 | Nov 17, 2009 | no | ANNANDALE, VA | Previous registration |
| NEBEL FINANCIAL SERVICES, LLC. | n/a | Jan 3, 2003 | Mar 17, 2011 | no | ANNANDALE, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STERNE AGEE ASSET MANAGEMENT, INC. | STONEX ADVISORS INC. | Jul 5, 2016 | Jul 5, 2016 | 0 | Firm change | Other |
| ANDERSON & STRUDWICK, INCORPORATED | STERNE AGEE ASSET MANAGEMENT, INC. | Dec 9, 2011 | Dec 9, 2011 | 0 | Firm change | Other |
| NEBEL FINANCIAL SERVICES, LLC. | JESUP & LAMONT SECURITIES CORP | Mar 17, 2011 | Oct 14, 2009 | -519 | Firm change after gap | Other |
| JESUP & LAMONT SECURITIES CORP | ANDERSON & STRUDWICK, INCORPORATED | Nov 17, 2009 | Mar 17, 2011 | 485 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 130888:174182:AL:2016-07-05 | Jul 5, 2016 | Jul 5, 2016 | BIRMINGHAM, AL | Firm change |