DFX Intelligence

J•••• D••••• M••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

J•••• D••••• M••••••••

Advisor at W•••••• S••••••••• I•••

DENVER, CO | CHICAGO, IL

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Search this name across graphsid dfx:ria:8a921705-3f81-1547-d597-fa8513342997

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Jul 27, 1998 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••••• S••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 13, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••••• S••••••••• I•••	Bd affiliated wealth	Sep 14, 2026	n/a	yes	CHICAGO, IL\|DENVER, CO	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Oct 26, 2023	Aug 26, 2026	no	OAKBROOK TERRACE, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• W•••••• I•••	W•••••• S••••••••• I•••	Aug 26, 2026	Sep 14, 2026	19	Firm change	Ibd to ibd
R•••••• J•••• • A••••••••• I•••	O•••• W•••••• I•••	Oct 27, 2023	Oct 26, 2023

Relationships

Registered with (6)

→ W•••••• S••••••••• I•••Registered adviserregistration: current employment
Sep 14, 2026 to presentfactForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Oct 26, 2023 to Aug 26, 2026factForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
Oct 16, 2015 to Oct 27, 2023factForm ADV
→ O••••••••• • C•• I•••

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Aug 26, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Show 1 bookkeeping events

Occurred
Sep 14, 2026
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8a921705-3f81-1547-d597-fa8513342997
First observed: Jul 27, 1998
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.