RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• D••••• M••••••••
- W•••••• S••••••••• I••• BD affiliated currentsince Sep 14, 2026 · Chicago, Il
- O•••• W•••••• I••• BD affiliatedOct 26, 2023 to Aug 26, 2026 · Oakbrook Terrace, Il
- R•••••• J•••• • A••••••••• I••• national BDOct 16, 2015 to Oct 27, 2023 · Chicago, Il
- O••••••••• • C•• I••• BD affiliatedDec 21, 2011 to Nov 3, 2015 · Chicago, Il
- W•••• F•••• A••••••• wirehouseJan 6, 2006 to Dec 21, 2011 · Chicago, Il
- C•••••••• G••••• M•••••• I••• BD affiliatedJul 27, 1998 to Jan 18, 2006 · Chicago, Il
- O•••• W•••••• I••• to W•••••• S••••••••• I•••left Aug 26, 2026, registered Sep 14, 2026 (19 days) · Affiliated broker-dealer or bank to another
- R•••••• J•••• • A••••••••• I••• to O•••• W•••••• I•••left Oct 27, 2023, registered Oct 26, 2023 (-1 days) · Affiliated broker-dealer or bank to another
- O••••••••• • C•• I••• to R•••••• J•••• • A••••••••• I•••left Nov 3, 2015, registered Oct 16, 2015 (-18 days) · Other
- W•••• F•••• A••••••• to O••••••••• • C•• I•••left Dec 21, 2011, registered Dec 21, 2011 (0 days) · Other
- C•••••••• G••••• M•••••• I••• to W•••• F•••• A•••••••left Jan 18, 2006, registered Jan 6, 2006 (-12 days) · Other
- J•••• D••••• M•••••••• registered as an investment adviser representative at W•••••• S••••••••• I•••Sep 14, 2026 · Advisor registered · fact
- J•••• D••••• M•••••••• left O•••• W•••••• I••• for W•••••• S••••••••• I••• (registered 2026-09-14)Aug 26, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address