C•••••• K•••••

Advisor at M••••••

Fort Lauderdale, FL | Overland Park, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 3:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: May 17, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 27, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••	Bd affiliated wealth	May 9, 2025	n/a	yes	Overland Park, KS\|Fort Lauderdale, FL	Current employment
S•••• W••••• M••••••••• L••	Bd affiliated wealth	Nov 9, 2021	Oct 15, 2024	no	Fort Lauderdale, FL\|MCLEAN, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••• W••••• M••••••••• L••	M••••••	Oct 15, 2024	May 9, 2025	206	Firm change	Ibd to ibd
C•• A•••• M••••••••• G••••	S•••• W••••• M••••••••• L••	Jun 18, 2020	Nov 9, 2021

Relationships

Registered with (6)

→ M••••••Registered adviserregistration: current employment
May 9, 2025 to presentfactForm ADV
→ S•••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Nov 9, 2021 to Oct 15, 2024factForm ADV
→ C•• A•••• M••••••••• G••••Registered adviserregistration: previous registration
Jan 29, 2019 to Jun 18, 2020factForm ADV
→ J••• M••••• S••••••••• L••

Dated events

Order

Occurred
15 Oct 2024
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: May 17, 1999
Last observed: Sep 15, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.