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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

GKV CAPITAL MANAGEMENT CO INC

CRD 108767

WALNUT CREEK, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8aa95d4a-a08b-9a86-d0f9-5b7173aee2a8

Data as of Feb 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Mar 29, 2012 to Feb 18, 2026
19 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $357MItem 5.F on the latest filing (2026-02-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $357M
Private client RAUM: $356MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $89.3Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 3
Advisory employees: 3
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 425
Individual clients: 36
High net worth clients: 136
SEC number: 801-11341
CRD: 108767
Filings on the tape: 19
First filed: Mar 29, 2012
Latest filed: Feb 18, 2026
Organised: Corporation, CA
Website: gkvcapital.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
GREGORY PETER VOGEL	n/a	WALNUT CREEK, CA	2	30	1	no
ELAINE SHIN KWEI	Chartered Financial Analyst	WALNUT CREEK, CA	1	20	n/a	no
Sarah Elizabeth Ellis	Certified Financial Planner	WALNUT CREEK, CA \| Thousand Oaks, CA	1	14	2	no
AUSTIN LINK	n/a	Westlake Village, CA	0	25	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
VOGEL, GREGORY, PETER	President	E	yes	01/2021	Mar 29, 2012	Aug 7, 2024
VOGEL, PETER, WOLFGANG	CHIEF COMPLIANCE OFFICER	Na	yes	12/1975	Mar 29, 2012	Aug 7, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
THOUSAND OAKS	CA	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 18, 2026	$357M	$357M	3	3	1	n/a	n/a
2024	Feb 26, 2025	$317M	$317M	5	3	1	n/a	n/a
2023	Mar 26, 2024	$261M	$261M	4	2	1	n/a	n/a
2022	Mar 29, 2023	$231M	$231M	6	3	1	n/a	n/a
2021	Feb 1, 2022	$265M	$0	6	3	1	n/a	n/a
2020	Mar 19, 2021	$219M	$219M	5	2	1	n/a	n/a
2019	Mar 31, 2020	$194M	$194M	5	2	1	n/a	n/a
2018	Mar 27, 2019	$186M	$180M	5	2	1	n/a	n/a
2017	Mar 28, 2018	$189M	$189M	5	2	1	n/a	n/a
2016	Mar 17, 2017	$174M	$174M	4	2	n/a	n/a	n/a
2015	Mar 26, 2016	$165M	$156M	5	2	n/a	n/a	n/a
2014	Mar 27, 2015	$169M	$162M	6	2	n/a	n/a	n/a
2013	Mar 6, 2014	$153M	$153M	6	2	n/a	n/a	n/a
2012	Mar 27, 2013	$137M	$137M	6	2	n/a	n/a	n/a
2011	Mar 29, 2012	$131M	$131M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	2	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$357M	$317M	12.6%	$231M	15.7%	3	5	1	1

Relationships

Registered with (4)

← AUSTIN LINKAdvisorregistration: current employment
Apr 2, 2026 to presentfactForm ADV
← Sarah Elizabeth EllisAdvisorregistration: current employment
Sep 8, 2025 to presentfactForm ADV
← ELAINE SHIN KWEIAdvisorregistration: current employment
Jan 30, 2025 to presentfactForm ADV
← GREGORY PETER VOGELAdvisorregistration: previous registration
Mar 18, 2004 to Dec 31, 2017factForm ADV

Controls (2)

← VOGEL, GREGORY, PETEROwnerPRESIDENT, ownership code E, individual
Mar 29, 2012 to Aug 7, 2024factForm ADV
← VOGEL, PETER, WOLFGANGOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 29, 2012 to Aug 7, 2024factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8aa95d4a-a08b-9a86-d0f9-5b7173aee2a8
First observed: Mar 29, 2012
Last observed: Feb 18, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GKV CAPITAL MANAGEMENT CO INC

CRD 108767

WALNUT CREEK, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8aa95d4a-a08b-9a86-d0f9-5b7173aee2a8

Data as of Feb 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:52 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

GREGORY PETER VOGEL

n/a

WALNUT CREEK, CA

ELAINE SHIN KWEI

Chartered Financial Analyst

WALNUT CREEK, CA

n/a

Sarah Elizabeth Ellis

Certified Financial Planner

WALNUT CREEK, CA | Thousand Oaks, CA

AUSTIN LINK

n/a

Westlake Village, CA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

VOGEL, GREGORY, PETER

President

yes

01/2021

Mar 29, 2012

Aug 7, 2024

VOGEL, PETER, WOLFGANG

CHIEF COMPLIANCE OFFICER

yes

12/1975

Mar 29, 2012

Aug 7, 2024

City

State

Country

Employees

Also broker-dealer

THOUSAND OAKS

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 18, 2026

$357M

n/a

2024

Feb 26, 2025

$317M

n/a

2023

Mar 26, 2024

$261M

n/a

2022

Mar 29, 2023

$231M

n/a

2021

Feb 1, 2022

$265M

n/a

2020

Mar 19, 2021

$219M

n/a

2019

Mar 31, 2020

$194M

n/a

2018

Mar 27, 2019

$186M

$180M

n/a

2017

Mar 28, 2018

$189M

n/a

2016

Mar 17, 2017

$174M

n/a

2015

Mar 26, 2016

$165M

$156M

n/a

2014

Mar 27, 2015

$169M

$162M

n/a

2013

Mar 6, 2014

$153M

n/a

2012

Mar 27, 2013

$137M

n/a

2011

Mar 29, 2012

$131M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$357M

$317M

12.6%

$231M

15.7%