DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Gkv Capital Management Co Inc
Latest filing Feb 18, 2026
First filing on the tape Mar 29, 2012 · 19 filings
SEC status approved since Mar 12, 1976
RAUM
$357M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$356M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$89.3M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$357M as of Feb 18, 2026
Mar 29, 2012$131M then
HNW client RAUM$347M as of Feb 18, 2026
Mar 28, 2018$189M then
State-registered IARs (5.B.3)3 as of Feb 18, 2026
Mar 29, 20120 then
Employees (5.A)3 as of Feb 18, 2026
Mar 27, 20136 then
Private funds: no history
RAUM +13% over the last fiscal year+16% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Feb 18, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $89.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 43derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.5MderivedHNW RAUM over HNW clients
- Average account
- $840,444derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.8derivedItem 5.A over advisors
- Advisors per office
- 2.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +48%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$347M97%
- Individuals$9.0M2.5%
- Pension and profit-sharing plans$976,3370.3%
- Charitable organizations$535,3740.1%
- Individual clients
- 36reported
- HNW clients
- 136reported
- Pension plan clients
- 2reported
- Charitable clients
- 1reported
- Accounts
- 425reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Gregory Peter Vogel | Walnut Creek, Ca | Jun 14, 2024 | 30 y | 1 |
| Elaine Shin KweiChartered Financial Analyst | Walnut Creek, Ca | Jan 30, 2025 | 20 y | 0 |
| Sarah Elizabeth EllisCertified Financial Planner | Walnut Creek, Ca | Sep 8, 2025 | 14 y | 2 |
| Austin Link | Westlake Village, Ca | Apr 2, 2026 | 25 y | 2 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Austin Link from Strategic Advisers LLCApr 2, 2026 · Affiliated broker-dealer or bank to independent RIA
- Sarah Elizabeth Ellis from Curated Wealth Partners, LLCSep 8, 2025 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Peter Gregory Vogel · Presidentcontrolsince 01/2021 · owns 75% or more
- Wolfgang Peter Vogel · Chief Compliance Officercontrolsince 12/1975 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Walnut Creek, Ca · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Thousand Oaks, CA1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Feb 18, 2026financial planning (Item 5.G.1): no on the filing of 2025-02-26, yes on the filing of 2026-02-18peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 383 to 425Feb 26, 2025 to Feb 18, 2026
- Advisory activities · 1 to 2Feb 26, 2025 to Feb 18, 2026
- Charity clients · 2 to 1Feb 26, 2025 to Feb 18, 2026
- HNW clients · 113 to 136Feb 26, 2025 to Feb 18, 2026
- Individual clients · 3 to 36Feb 26, 2025 to Feb 18, 2026
- Pension plan clients · 4 to 2Feb 26, 2025 to Feb 18, 2026
- Employees · 5 to 3Feb 26, 2025 to Feb 18, 2026
- Financial planning clients · 1-10 to 26-50Feb 26, 2025 to Feb 18, 2026
- Discretionary RAUM · $317M to $357MFeb 26, 2025 to Feb 18, 2026
- HNW RAUM · $311M to $347MFeb 26, 2025 to Feb 18, 2026
- Individual RAUM · $218,224 to $9.0MFeb 26, 2025 to Feb 18, 2026
- Pension RAUM · $5.2M to $976,337Feb 26, 2025 to Feb 18, 2026
- RAUM · $317M to $357MFeb 26, 2025 to Feb 18, 2026
- Accounts · 395 to 383Aug 7, 2024 to Feb 26, 2025
- Advisory employees · 2 to 3Aug 7, 2024 to Feb 26, 2025
- Charity clients · unset to 2.0Aug 7, 2024 to Feb 26, 2025
- HNW clients · 121 to 113Aug 7, 2024 to Feb 26, 2025
- Individual clients · unset to 3.0Aug 7, 2024 to Feb 26, 2025
- Pension plan clients · unset to 4.0Aug 7, 2024 to Feb 26, 2025
- Assets in custody · 2212348.0 to unsetAug 7, 2024 to Feb 26, 2025
- Employees · 4 to 5Aug 7, 2024 to Feb 26, 2025
- Financial planning clients · 0 to 1-10Aug 7, 2024 to Feb 26, 2025
- State-registered IARs · 0 to 3Aug 7, 2024 to Feb 26, 2025
- Discretionary RAUM · $261M to $317MAug 7, 2024 to Feb 26, 2025
- HNW RAUM · $261M to $311MAug 7, 2024 to Feb 26, 2025
- Individual RAUM · unset to 218224.0Aug 7, 2024 to Feb 26, 2025
- Pension RAUM · unset to 5226637.0Aug 7, 2024 to Feb 26, 2025
- RAUM · $261M to $317MAug 7, 2024 to Feb 26, 2025
- Accounts · 364 to 395Mar 29, 2023 to Mar 26, 2024
- Advisory employees · 3 to 2Mar 29, 2023 to Mar 26, 2024
- HNW clients · 119 to 121Mar 29, 2023 to Mar 26, 2024
- Assets in custody · unset to 2212348.0Mar 29, 2023 to Mar 26, 2024
- Employees · 6 to 4Mar 29, 2023 to Mar 26, 2024
- Discretionary RAUM · $231M to $261MMar 29, 2023 to Mar 26, 2024
- HNW RAUM · $231M to $261MMar 29, 2023 to Mar 26, 2024
- RAUM · $231M to $261MMar 29, 2023 to Mar 26, 2024
- Accounts · 357 to 364Feb 1, 2022 to Mar 29, 2023
- HNW clients · 122 to 119Feb 1, 2022 to Mar 29, 2023
- Assets in custody · 5026832.0 to unsetFeb 1, 2022 to Mar 29, 2023
- Custody of client assets · true to falseFeb 1, 2022 to Mar 29, 2023
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 805-497-2616reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 925-627-8680reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- GKVCAPITAL.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 925-627-8680reportedpublic record, Form ADV, Feb 18, 2026
- Contact form
- gkvcapital.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $89.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026