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Advisor at DAVID VAUGHAN INVESTMENTS, LLC
PEORIA, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| DAVID VAUGHAN INVESTMENTS, LLC | Independent wealth | Nov 12, 2014 | n/a | yes | PEORIA, IL | Current employment |
| CLIFTONLARSONALLEN WEALTH ADVISORS, LLC | Bd affiliated wealth | Feb 27, 2012 | Oct 20, 2014 | no | MINNEAPOLIS, MN|MINNEAPOLIS, MN|PEORIA, IL|PEORIA, IL | Previous registration |
| CLIFTON GUNDERSON WEALTH ADVISORS | Former SEC adviser | Apr 20, 2001 | Feb 27, 2012 | no | PEORIA, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CLIFTONLARSONALLEN WEALTH ADVISORS, LLC | DAVID VAUGHAN INVESTMENTS, LLC | Oct 20, 2014 | Nov 12, 2014 | 23 | Firm change | Other |
| CLIFTON GUNDERSON WEALTH ADVISORS | CLIFTONLARSONALLEN WEALTH ADVISORS, LLC | Feb 27, 2012 | Feb 27, 2012 | 0 | Firm change | Other |