DFX Intelligence
Reading the graph
Reading the graph
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Advisor at F••••••• F•••••••• G••••• I•••
F••••••• HILLS, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| F••••••• F•••••••• G••••• I••• | State registered | Dec 6, 2017 | n/a | yes | F••••••• HILLS, AZ | Current employment |
| C••••• W••••• A•••••••• L•• | Independent wealth | Aug 15, 2017 | Jan 16, 2018 | no | PEORIA, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••• W••••• A•••••••• L•• | F••••••• F•••••••• G••••• I••• | Jan 16, 2018 | Dec 6, 2017 | -41 | Firm change after gap | Other |
| W•• A•••••••• L• | C••••• W••••• A•••••••• L•• | Aug 30, 2017 | Aug 15, 2017 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 125073:281160:AZ:2017-08-30 | Aug 30, 2017 | Aug 15, 2017 | PEORIA, AZ | Firm change |
| W•• A•••••••• L• | Former SEC adviser | Oct 20, 2010 | Aug 30, 2017 | no | PEORIA, AZ | Previous registration |
| W•••••• W••••• A•••••••• L•• | n/a | Oct 23, 2009 | Apr 6, 2011 | no | PEORIA, AZ | Previous registration |
| -15 |
| Firm change |
| Other |
| W•••••• W••••• A•••••••• L•• | W•• A•••••••• L• | Apr 6, 2011 | Oct 20, 2010 | -168 | Firm change after gap | Other |